Christina A. Shaffer

ALLGEN FINANCIAL ADVISORS

Orlando, FL 32801

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CRD#: 6511062

Professional summary

Christina Ann Shaffer, who also goes by Christina Ann Shaffer, Christina Shaffer, is a registered financial advisor currently at ALLGEN FINANCIAL ADVISORS, INC. located in Orlando, Florida.

Christina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Christina has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Christina Ann Shaffer | Christina Shaffer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christina Ann Shaffer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 14, 2023 - Present

ALLGEN FINANCIAL ADVISORS, INC.

Office #1: 100 W. Lucerne Circle Suite 200, Orlando, FL 32801

RIA

CRD#: 126877

Orlando, FL

Past

July 29, 2022 - March 28, 2023

ALTFEST PERSONAL WEALTH MANAGEMENT

RIA

CRD#: 110130

Maitland, FL

Past

December 5, 2019 - June 27, 2022

CHARLES SCHWAB & CO., INC.

CRD#: 5393

New York City, NY

Past

April 8, 2019 - June 27, 2022

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

New York City, NY

Past

December 4, 2015 - March 21, 2019

ALLGEN FINANCIAL ADVISORS, INC.

RIA

CRD#: 126877

ORLANDO, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLGEN FINANCIAL ADVISORS, INC.

ALLGEN FINANCIAL ADVISORS, INC. | GOOD RISK REWARD, INC. | ALLGEN, INC. | ALLGEN FINANCIAL SERVICES, INC.

CRD#: 126877 / SEC#: 801-80077

RIA

Registered Investment Advisory firm - (7/15/2014 Approved)

Alabama

Registered Investment Advisory firm - (9/18/2014 Terminated)

Florida

Registered Investment Advisory firm - (8/28/2014 Terminated)

New Jersey

Registered Investment Advisory firm - (7/29/2014 Terminated)

New York

Registered Investment Advisory firm - (8/28/2014 Terminated)

Ohio

Registered Investment Advisory firm - (8/28/2014 Terminated)

Texas

Registered Investment Advisory firm - (8/28/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/3/2020

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/24/2015

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/5/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/19/2019

Securities Industry Essentials Examination

Current Firm

ALLGEN FINANCIAL ADVISORS, INC.

ALLGEN FINANCIAL ADVISORS, INC. | GOOD RISK REWARD, INC. | ALLGEN, INC. | ALLGEN FINANCIAL SERVICES, INC.

CRD#: 126877 / SEC#: 801-80077

RIA

Registered Investment Advisory firm - (7/15/2014 Approved)

Alabama

Registered Investment Advisory firm - (9/18/2014 Terminated)

Florida

Registered Investment Advisory firm - (8/28/2014 Terminated)

New Jersey

Registered Investment Advisory firm - (7/29/2014 Terminated)

New York

Registered Investment Advisory firm - (8/28/2014 Terminated)

Ohio

Registered Investment Advisory firm - (8/28/2014 Terminated)

Texas

Registered Investment Advisory firm - (8/28/2014 Terminated)

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Contact information

Main Address

100 W. Lucerne Circle Suite 200, Orlando, FL 32801

Mailing Address

Phone number

(407) 210-3888

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (8/7/2025)

Regulatory assets under management

Total Number of Accounts	2,319
AUM (Assets Under Management)	$ 392,518,934

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Christina A. Shaffer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christina Ann Shaffer's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALTFEST PERSONAL WEALTH MANAGEMENT

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

ALLGEN FINANCIAL ADVISORS, INC.

Primary Firm SEC Registration

ALLGEN FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/3/2020

Series 65

Date: 11/24/2015

Series 7TO

Date: 12/5/2019

SIE

Date: 8/19/2019

Current Firm

ALLGEN FINANCIAL ADVISORS, INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLGEN FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

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