Aimei Zhong

ETHIC

New York, NY 10013

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CRD#: 6510529

Professional summary

Aimei Zhong is a registered financial advisor currently at ETHIC located in New York, New York.

Aimei is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Aimei has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aimei Zhong's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 4, 2025 - Present

ETHIC

Office #1: 99 Hudson Street 17th Floor, New York, NY, 10013

RIA

CRD#: 282827

New York, NY

Past

October 9, 2020 - November 27, 2024

MISSIONSQUARE RETIREMENT

RIA

CRD#: 108783

WASHINGTON, DC

Past

September 15, 2020 - November 27, 2024

MISSIONSQUARE WEALTH MANAGEMENT

CRD#: 23189

WASHINGTON, DC

Past

April 17, 2017 - July 23, 2020

CITI PRIVATE ALTERNATIVES, LLC

CRD#: 153777

Wilmington, DE

Past

October 5, 2015 - July 23, 2020

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

Wilmington, DE

Past

September 8, 2015 - July 23, 2020

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

Wilmington, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ETHIC

ETHIC | SIMPLIFUND INC. | ETHIC INC.

CRD#: 282827 / SEC#: 801-107290

RIA

Registered Investment Advisory firm - (2/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(12/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/1/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/8/2015

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/7/2016

General Securities Principal Examination

Current Firm

ETHIC

ETHIC | SIMPLIFUND INC. | ETHIC INC.

CRD#: 282827 / SEC#: 801-107290

RIA

Registered Investment Advisory firm - (2/18/2016 Approved)

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Contact information

Main Address

99 Hudson Street 17th Floor, New York, NY, 10013

Mailing Address

Phone number

(646) 687-6744

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	2,736
AUM (Assets Under Management)	$ 7,279,165,655

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Aimei Zhong

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aimei Zhong's CRS (Customer Relationship Summary).

Certified licenses

Experience

MISSIONSQUARE RETIREMENT

MISSIONSQUARE WEALTH MANAGEMENT

CITI PRIVATE ALTERNATIVES, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

ETHIC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/1/2015

SIE

Date: 10/1/2018

Series 7

Date: 9/8/2015

Series 24

Date: 3/7/2016

Current Firm

ETHIC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ETHIC

TRUST BUT VERIFY

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