BD
Brian K. Dow
GATEWAY WEALTH PARTNERS
Rifle, CO 81650
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CRD#: 6509981
BD
Brian Keith DowGATEWAY WEALTH PARTNERS
Professional summary
Brian Keith Dow, who also goes by Brian Keith Dow, is a registered financial advisor currently at GATEWAY WEALTH PARTNERS, LLC located in Rifle, Colorado and CIMARRON WEALTH MANAGEMENT, INC. located in Rifle, Colorado.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Brian has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
Brian Keith Dow
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 09/02/2022 - Planning and Zoning Commissioner with the City of Rifle - 202 Railroad Ave, Rifle, CO 81650 - Outside/W-2 Employment - Commissioner - Start Date 09/2021 - 2 Hours Per Month. 2. 09/02/2022 - New Creation Church - Not Investment Related - 107 8th St, Glenwood Springs, CO 81601 - Other - Jail Ministry Leader - Start Date 04/2013 - 4 Hours Per Month. 3. 02/09/2023 - Outwest Financial Planning, Inc - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 10/01/2022 - 160 Hours Per Month/ 160 Hours During Trading. 4. 05/01/2026 - Cimarron Wealth Management, Inc - Investment Related - At Reported Business Location - Registered Investment Advisor Hybrid - IAR- Start Date - 05/01/2026 - I spend 160 Hours Per Month/120 Hours During Securities Trading on this activity - I provide investment advisory services through Cimarron Wealth Management, Inc., an independent investment advisor firm. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. Registered Representative - 09/2022 to Present - Investment Related. Providing products and services as registered representative through LPL, a non-affiliated broker dealer.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Keith Dow's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 6, 2022 - Present
GATEWAY WEALTH PARTNERS, LLC
Office #1: 707 Wapiti Ave. Suite 204a, Rifle, CO 81650RIA
CRD#: 322789
Rifle, CO
Current
May 1, 2026 - Present
CIMARRON WEALTH MANAGEMENT, INC.
Office #1: 707 Wapiti Ave. Suite 204, Rifle, CO 81650RIA
CRD#: 299627
RIFLE, CO
Current
September 2, 2022 - Present
LPL FINANCIAL LLC
Office #1: 707 Wapiti Ave Ste. 203a, Rifle, CO 81650RIA
BD
CRD#: 6413
RIFLE, CO
Past
September 7, 2022 - December 31, 2022
ADVISORS' PRIDE INC.
RIA
CRD#: 170669
Rifle, CO
Past
October 7, 2015 - September 6, 2022
EDWARD JONES
RIA
CRD#: 250
RIFLE, CO
Past
September 11, 2015 - September 6, 2022
EDWARD JONES
BD
CRD#: 250
RIFLE, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT ALLIANCE | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
Registered Investment Advisory firm - (9/26/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(9/2/2022)
IAR
Colorado(10/6/2022)
RR
Georgia(2/14/2026)
RR
Michigan(9/29/2022)
RR
Missouri(11/8/2022)
RR
Nevada(1/26/2026)
RR
Oregon(10/7/2022)
RR
South Carolina(11/2/2023)
RR
South Dakota(9/30/2022)
RR
Tennessee(9/29/2022)
RR
Texas(6/21/2024)
RR
Utah(11/2/2023)
RR
Washington(9/8/2022)
RR
Wisconsin(11/10/2022)
Exams
What does exam status mean?
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT ALLIANCE | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
Registered Investment Advisory firm - (9/26/2022 Approved)Loading...
Contact information
Main Address
100 W. Lawrence Street Suite 304, Appleton, WI 54911
Mailing Address
Phone number
(920) 731-9293
Established
Firm type
Fiscal year end
# of Employees
83
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,635 |
| AUM (Assets Under Management) | $ 2,278,835,584 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
