Sidney H. Kanell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sidney Hill Kanell, who also goes by Sidney H Kanell, was a registered financial professional .
Sidney is a previously registered financial professional and started their career in finance in 2016. Sidney had worked at 2 firms and has passed the Series 63, Series 82TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2019 - July 13, 2020
SI SECURITIES, LLC
August 16, 2016 - August 17, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Series 82TO
Date: 8/9/2019
Limited Representative-Private Securities OfferingsCurrent Firm
SI SECURITIES, LLC
CRD#: 170937 / SEC#: , 8-69440
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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