Jonathan Peters
Professional summary
Jonathan Peters, who also goes by Jonathan White Peters, Jono Peters, is a registered financial professional currently at DC ADVISORY located in New York, New York.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 2015. Jonathan has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jonathan Peters's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 19, 2024 - Present
DC ADVISORY
Office #1: 605 Third Avenue 11th Floor, New York, NY 10158July 8, 2021 - July 16, 2024
UNION SQUARE ADVISORS LLC
August 3, 2015 - July 16, 2021
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/19/2024)
Exams
FINRA
Current Firm
DC ADVISORY
CRD#: 129919 / SEC#: , 8-66273
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DAIWA CORPORATE ADVISORY HOLDINGS INC. | SHAREHOLDER | |
| BAYER, JONATHAN LEWIS | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 5050555 |
| DONOHUE, JOSEPH THOMAS | VICE CHAIRMAN | 1630441 |
| EDMONDSON, ERIC WINSTON | VICE CHAIRMAN | 1441360 |
| KOHR, WILLIAM EDWARD | CHIEF EXECUTIVE OFFICER | 1563851 |
| PACITTO, PETER JOSEPH | CHIEF ADMINISTRATIVE OFFICER, CFO, FINOP | 1700696 |
Red Flags
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