Nathan P. Levin
CETERA INVESTMENT ADVISERS LLC | Financial Advisor
LAKE ZURICH, IL 60047
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CRD#: 6509392
Professional summary
Nathan Patrick Levin, CFP®, who also goes by Nathan Levin, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Lake Zurich, Illinois and CETERA WEALTH SERVICES, LLC located in Lake Zurich, Illinois.
Nathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Nathan has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes
Aliases
Nathan Levin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: MANORS OF HIGHLAND PARK CONDO ASSOCIATION BOARD; INVESTMENT RELATED: NO; ADDRESS: HIGHLAND PARK, IL 60035; NATURE OF BUSINESS: CONDO ASSOCIATION; START DATE: 11/2023; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: ATTEND BOARD MEETINGS AND PARTICIPATE IN DECISIONS REGARDING CHANGES TO THE CONDO ASSOCIATION BUDGET OR ANY MANNERS THAT FALL UNDER THE SCOPE OF THE CONDO ASSOCIATION BOARD PER THE BYLAWS OF THE ASSOCIATION; 2. NAME OF OTHER BUSINESS: TRAVERSE FINANCIAL SOLUTIONS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 04/2024; POSITION/TITLE/RELATIONSHIP: REGISTERED ADMIN; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: ADMINISTRATION OF CLIENT FINANCIAL PLANNING, INVESTMENT RECOMMENDATIONS, AND WORKING WITH THE VARIOUS PRODUCT SOLUTIONS USED TO CARE FOR THE FINANCIAL NEEDS OF CLIENTS;
CRS (Client Relationship Summary) - RIA
Click below to view Nathan Patrick Levin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Experience
Current
April 12, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 765 Ela Rd Ste 312, Lake Zurich, IL 60047RIA
CRD#: 105644
LAKE ZURICH, IL
Current
April 12, 2024 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 765 Ela Rd Ste 312, Lake Zurich, IL 60047BD
CRD#: 13572
Lake Zurich, IL
Past
January 15, 2018 - April 25, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
GLENVIEW, IL
Past
January 15, 2018 - April 25, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
GLENVIEW, IL
Past
August 31, 2016 - January 4, 2018
EDWARD JONES
RIA
CRD#: 250
NORTHBROOK, IL
Past
August 10, 2016 - January 4, 2018
EDWARD JONES
BD
CRD#: 250
NORTHBROOK, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(4/12/2024)
RR
Illinois(4/12/2024)
IAR
Illinois(4/12/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
Financial AdvisorCRD#: 105644Lake Zurich, IL 60047TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
