SG
Stephen J. Grassi
GARDEN STATE SECURITIES
Wellington, FL 33449
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CRD#: 6509039
SG
Professional summary
Stephen James Grassi is a registered financial professional currently at GARDEN STATE SECURITIES, INC. located in Wellington, Florida.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 2020. Stephen has worked at 5 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Stephen James Grassi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 2, 2025 - Present
GARDEN STATE SECURITIES, INC.
Office #1: 3319 State Road 7 Suite 305, Wellington, FL 33449BD
CRD#: 10083
Wellington, FL
Past
August 4, 2022 - June 20, 2023
A.G.P. / ALLIANCE GLOBAL PARTNERS
BD
CRD#: 8361
New York, NY
Past
January 11, 2022 - August 9, 2022
CEROS FINANCIAL SERVICES, INC.
BD
CRD#: 37869
South Norwalk, CT
Past
August 12, 2021 - February 4, 2022
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
SOUTH NORWALK, CT
Past
October 14, 2020 - July 15, 2021
NEWBRIDGE SECURITIES CORPORATION
BD
CRD#: 104065
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/4/2025)
RR
California(4/4/2025)
RR
Colorado(4/4/2025)
RR
Connecticut(4/4/2025)
RR
District of Columbia(4/4/2025)
RR
Florida(4/4/2025)
RR
Georgia(4/4/2025)
RR
Hawaii(4/4/2025)
RR
Illinois(4/4/2025)
RR
Indiana(4/4/2025)
RR
Iowa(4/4/2025)
RR
Kansas(4/4/2025)
RR
Kentucky(4/4/2025)
RR
Maryland(4/4/2025)
RR
Massachusetts(4/4/2025)
RR
Michigan(4/4/2025)
RR
Minnesota(4/4/2025)
RR
Missouri(4/4/2025)
RR
Montana(4/4/2025)
RR
Nevada(4/4/2025)
RR
New Jersey(4/2/2025)
RR
New Mexico(4/4/2025)
RR
New York(4/2/2025)
RR
North Carolina(4/7/2025)
RR
Ohio(4/4/2025)
RR
Oregon(4/4/2025)
RR
Pennsylvania(4/4/2025)
RR
South Carolina(4/4/2025)
RR
Texas(4/4/2025)
RR
Utah(4/4/2025)
RR
Virginia(4/4/2025)
RR
Washington(4/4/2025)
RR
Wyoming(4/4/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/14/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GARDEN STATE SECURITIES, INC.
GARDEN STATE SECURITIES, INC.
CRD#: 10083 / SEC#: , 8-25790
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
328 Newman Springs Road, Red Bank, NJ 07701
Mailing Address
328 Newman Springs Road, Red Bank, NJ 07701
Phone number
(732) 280-6886
Established
New Jersey since 03/01/1980
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMBROSINO, RAYMOND EDWARD | DIRECTOR/SHAREHOLDER | 2070784 |
| DEROSA, KEVIN JOHN | DIRECTOR/SHAREHOLDER | 2314895 |
| PERROTTO, LOUIS LUCKY JR | DIRECTOR/SHAREHOLDER/CHIEF EXECUTIVE OFFICER | 3053498 |
| SARI, SCOTT HENRY | DIRECTOR/SHAREHOLDER | 2226426 |
| MALONE, PATRICK ANTHONY | CHIEF SUPERVISORY OFFICER | 2143703 |
| MCMULLIN, ROBERT | CHIEF FINANCIAL OFFICER | 1540045 |
| TRIGILI, STEVEN DAVID | CHIEF COMPLIANCE OFFICER | 2232496 |
Disclosures
| Regulatory Event | 24 |
| Arbitration | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
