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FIRM PROFILE
Overview
GARDEN STATE SECURITIES, INC. is located at 328 Newman Springs Road, Red Bank, NJ 07701 and was first established at Woodbridge, New Jersey in 03/01/1980. After operating for 46 years, GARDEN STATE SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of GARDEN STATE SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. GARDEN STATE SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at GARDEN STATE SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 27 disclosures, 24 being regulatory events, 0 being client events, and 3 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access GARDEN STATE SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at GARDEN STATE SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for GARDEN STATE SECURITIES, INC. Comes From
Understanding the Statistics for GARDEN STATE SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
328 Newman Springs Road, Red Bank, NJ 07701
328 Newman Springs Road, Red Bank, NJ 07701
Small
(732) 280-6886
New Jersey since 03/01/1980
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| AMBROSINO, RAYMOND EDWARD | DIRECTOR/SHAREHOLDER | 2070784 | |
| DEROSA, KEVIN JOHN | DIRECTOR/SHAREHOLDER | 2314895 | |
| PERROTTO, LOUIS LUCKY JR | DIRECTOR/SHAREHOLDER/CHIEF EXECUTIVE OFFICER | 3053498 | |
| SARI, SCOTT HENRY | DIRECTOR/SHAREHOLDER | 2226426 | |
| MALONE, PATRICK ANTHONY | CHIEF SUPERVISORY OFFICER | 2143703 | |
| MCMULLIN, ROBERT | CHIEF FINANCIAL OFFICER | 1540045 | |
| TRIGILI, STEVEN DAVID | CHIEF COMPLIANCE OFFICER | 2232496 |
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Advisor's working at GARDEN STATE SECURITIES, INC.
Stephen John Wisk
Terry Lee Brodt JR
Donald Charles Madigan
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