Eric W. Haines

DESTRA CAPITAL ADVISORS LLC

Denver, CO

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CRD#: 6508808

Professional summary

Eric William Haines, AIF®, CFP® is a registered financial advisor currently at DESTRA CAPITAL ADVISORS LLC located in Denver, Colorado and DESTRA CAPITAL INVESTMENTS LLC located in Bozeman, Montana.

Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Eric has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric William Haines's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Experience

Current

August 4, 2022 - Present

DESTRA CAPITAL ADVISORS LLC

RIA

CRD#: 148574

Denver, CO

Current

August 4, 2022 - Present

DESTRA CAPITAL INVESTMENTS LLC

Office #1: 443 N. Willson Ave., Bozeman, MT 59715Office #2: 443 N. Willson Ave., Bozeman, MT 59715

CRD#: 148299

Bozeman, MT

Past

June 29, 2015 - July 13, 2022

JANUS HENDERSON DISTRIBUTORS US LLC

CRD#: 28832

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DESTRA CAPITAL ADVISORS LLC

DESTRA ADVISORS LLC | DESTRACOM ADVISORS LLC | DESTRA CAPITAL ADVISORS LLC

CRD#: 148574 / SEC#: 801-71604

RIA

Registered Investment Advisory firm - (12/30/2010 Approved)

Illinois

Registered Investment Advisory firm - (1/4/2011 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(8/4/2022)

Colorado
(8/4/2022)

IAR

Colorado
(8/4/2022)

Idaho
(8/4/2022)

Montana
(8/4/2022)

North Dakota
(8/4/2022)

Oregon
(8/4/2022)

South Dakota
(8/4/2022)

Washington
(8/4/2022)

Wisconsin
(8/4/2022)

Wyoming
(8/4/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 7/10/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/29/2015

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

DESTRA CAPITAL ADVISORS LLC

DESTRA ADVISORS LLC | DESTRACOM ADVISORS LLC | DESTRA CAPITAL ADVISORS LLC

CRD#: 148574 / SEC#: 801-71604

RIA

Registered Investment Advisory firm - (12/30/2010 Approved)

Illinois

Registered Investment Advisory firm - (1/4/2011 Terminated)

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Contact information

Main Address

443 N. Willson Avenue, Bozeman, MT 59715

Mailing Address

Phone number

(877) 855-3434

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 414,203,276

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Eric W. Haines

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric William Haines's CRS (Customer Relationship Summary).

Certified licenses

Experience

DESTRA CAPITAL ADVISORS LLC

DESTRA CAPITAL INVESTMENTS LLC

JANUS HENDERSON DISTRIBUTORS US LLC

Primary Firm SEC Registration

DESTRA CAPITAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/10/2015

SIE

Date: 10/1/2018

Series 7

Date: 6/29/2015

FINRA

Current Firm

DESTRA CAPITAL ADVISORS LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

DESTRA CAPITAL ADVISORS LLC

TRUST BUT VERIFY

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