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Taylor Pankratz

Taylor Pankratz

UPTICK PARTNERS
NACOGDOCHES, TX 75965
Some features on this profile are disabled
CRD#: 6508529
Taylor Pankratz

Professional summary

Taylor Pankratz, who also goes by Taylor Paul Pankratz, Taylor Pankratz, is a registered financial advisor currently at UPTICK PARTNERS, LLC located in Nacogdoches, Texas.

Taylor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Taylor has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Taylor Paul Pankratz | Taylor Pankratz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HOLISTIC TAX SOLUTIONS, LLC: NOT INVESTMENT RELATED: NACOGDOCHES, TX: ACCOUNTING FIRM: OWNER: 01/01/2024: HOURS PER MONTH; 5: HOURS DURING TRADING HOURS, 5: TAX ADVICE/PREPARATION BUSINESS. 2) Uptick Partners DBA, owned by Holistic Planning LLC; Not investment related - IAR Recruiting; 777 East Austin St, Nacogdoches, TX 75965; Owner; 3/4/24; 5 hours per month during trading hours; Recruiting and transition consulting. 3) Published book The Bridge Builder Path To Independence; investment related (for breakaway advisors); 777 East Austin, Nacogdoches, TX 75965; co-author; 8/15/24; 0 Hours during securities trading hours; co-author

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Taylor Pankratz's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 3, 2023 - Present

UPTICK PARTNERS, LLC

Office #1: 2714 N. University Drive Suite 100, Nacogdoches, TX 75965
RIA
CRD#: 324250
NACOGDOCHES, TX
Past

October 1, 2020 - March 6, 2023

EDWARD JONES

RIA
CRD#: 250
NACOGDOCHES, TX
Past

October 1, 2020 - March 6, 2023

EDWARD JONES

BD
CRD#: 250
NACOGDOCHES, TX
Past

December 19, 2016 - October 2, 2020

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
HOUSTON, TX
Past

February 22, 2016 - October 2, 2020

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UP
UPTICK PARTNERS, LLC
BAXTER ADVISORS, LLC | UPTICK PARTNERS, LLC | OLYMPUS WEALTH STRATEGIES | HOLISTIC PLANNING, LLC | DVORAK FINANCIAL PLANNING

CRD#: 324250 / SEC#: 801-127235

RIA
Registered Investment Advisory firm - (1/20/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(3/3/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/24/2016
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/22/2016
General Securities Representative Examination

Current Firm

UP
UPTICK PARTNERS, LLC
BAXTER ADVISORS, LLC | UPTICK PARTNERS, LLC | OLYMPUS WEALTH STRATEGIES | HOLISTIC PLANNING, LLC | DVORAK FINANCIAL PLANNING

CRD#: 324250 / SEC#: 801-127235

RIA
Registered Investment Advisory firm - (1/20/2023 Approved)
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Contact information

Main Address
777 East Austin, Nacogdoches, TX 75965
Mailing Address
Phone number
(936) 800-0800
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (16 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (8/11/2025)

Regulatory assets under management

Total Number of Accounts2,583
AUM (Assets Under Management)$ 688,095,249

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

UPTICK PARTNERS, LLC

CRD#: 324250Nacogdoches, TX 75965

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