Thomas Q. Wenk
Professional summary
Thomas Quinn Wenk, who also goes by Thomas Wenk, is a registered financial professional currently at APOLLO GLOBAL SECURITIES, LLC located in New York, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2016. Thomas has worked at 5 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 87, Series 86 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Quinn Wenk's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 10, 2026 - Present
APOLLO GLOBAL SECURITIES, LLC
Office #1: 9 West 57th Street 8th Fl, New York, NY 10019-2701January 3, 2020 - March 14, 2022
PIPER SANDLER & CO.
July 23, 2019 - January 3, 2020
SANDLER, O'NEILL & PARTNERS, L.P.
August 4, 2017 - July 17, 2019
CITIZENS JMP SECURITIES, LLC
December 16, 2016 - August 4, 2017
RAFFERTY CAPITAL MARKETS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/2/2026)
Exams
Series 7TO
Date: 3/10/2026
General Securities Representative ExaminationSeries 79TO
Date: 9/12/2019
Investment Banking Registered Representative ExaminationFINRA
Current Firm
APOLLO GLOBAL SECURITIES, LLC
CRD#: 153502 / SEC#: , 8-68542
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| APOLLO GLOBAL SECURITIES INTERMEDIATE, L.P. | SOLE MEMBER | |
| CHATTERJEE, WHITNEY A | MEMBER BOARD OFMANAGERS | 7874808 |
| DRESCHER, STEPHANIE | HEAD OF MARKETING | 3055145 |
| LEVY, YAEL KENAN | CHIEF COMPLIANCE OFFICER | 4435788 |
| NEEDLEMAN, ERIC DAVID | PRESIDENT | 2773431 |
| TREBING, ADAM P | MEMBER BOARD OF MANAGERS | 5828238 |
| TREBING, ADAM P | CFO / FINOP / PFO / POO | 5828238 |
Red Flags
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