Rebecca Proetto

NORTHEAST ADVISERS

Paoli, PA 19301

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CRD#: 6508052

Professional summary

Rebecca Proetto, AIF®, CFP®, who also goes by Rebecca Cummings, Becca Cummings, is a registered financial advisor currently at NORTHEAST ADVISERS, INC. located in Paoli, Pennsylvania.

Rebecca is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Rebecca has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rebecca Cummings | Becca Cummings

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rebecca Proetto's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Experience

Current

July 21, 2015 - Present

NORTHEAST ADVISERS, INC.

Office #1: 163 W. Lancaster Ave, Paoli, PA 19301

RIA

CRD#: 108835

Paoli, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORTHEAST ADVISERS, INC.

JK FINANCIAL ADVISORY SERVICES | ZINN ADVISERS | PRO-CAP, LLC | NORTHEAST ADVISERS, INC. | NORTHEAST ADVISERS INC

CRD#: 108835 / SEC#: 801-57720

RIA

Registered Investment Advisory firm - (7/5/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(4/2/2019)

IAR

Pennsylvania
(7/21/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/21/2015

Uniform Investment Adviser Law Examination

Current Firm

NORTHEAST ADVISERS, INC.

JK FINANCIAL ADVISORY SERVICES | ZINN ADVISERS | PRO-CAP, LLC | NORTHEAST ADVISERS, INC. | NORTHEAST ADVISERS INC

CRD#: 108835 / SEC#: 801-57720

RIA

Registered Investment Advisory firm - (7/5/2000 Approved)

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Contact information

Main Address

163 W. Lancaster Ave, Paoli, PA 19301

Mailing Address

Phone number

(610) 240-7955

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NAI ADV PART 2 MARCH 2024 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	364
AUM (Assets Under Management)	$ 576,435,239

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Rebecca Proetto

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rebecca Proetto's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHEAST ADVISERS, INC.

Primary Firm SEC Registration

NORTHEAST ADVISERS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/21/2015

Current Firm

NORTHEAST ADVISERS, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NORTHEAST ADVISERS, INC.

TRUST BUT VERIFY

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