RJ
Ryan M. Jordan
PLANMEMBER SECURITIES
Spokane, WA 99201
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CRD#: 6506269
RJ
Professional summary
Ryan Matthew Jordan, who also goes by Ryan Jordan, is a registered financial advisor currently at PLANMEMBER SECURITIES CORPORATION located in Spokane, Washington and CS PLANNING CORP located in Spokane, Washington.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Ryan has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ryan Jordan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Financial Alternatives - 1212 N. Washington St., Suite 116, Spokane, WA 99201; Investment related; Investments and insurance sales & services; Representative/Agent/A?liate; Start date 2/19; 120 hrs/mnth; 80 hrs/mnth during trading. 2) PlanMember Securities Corporation - 1212 N. Washington St., Suite 116, Spokane, WA 9920; Investment-related, Investment Advisor Representative and Registered Representative; 80 hrs/mnth; 20 hrs/mnth during trading; start date 2/2019. 3) Ryan Jordan (self employed) - 1212 N. Washington St., Suite 116, Spokane, WA 99201; Investment related; Insurance (?xed) sales & services; Representative/Agent; Start date 2/19; 40 hrs/mnth; 20 hrs/mnth during trading. 4)CS Planning Corp DBA Financial Alternatives; 1212 N. Washington St. Suite 116, Spokane WA 99201; Start Date 03/2023; Investment Advisor Representative (IAR); Provide investment/retirement planning and advisory products as an IAR through CS Planning; 80 hrs/mo; 80 hrs/mo during trading. IR
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Matthew Jordan's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ryan Matthew Jordan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 7, 2019 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 1212 N. Washington St., Suite 116, Spokane, WA 99201RIA
BD
CRD#: 11869
Spokane, WA
Current
March 20, 2023 - Present
CS PLANNING CORP
Office #1: 1212 N. Washington Street, Suite 116, Spokane, WA 99223RIA
CRD#: 149937
Spokane, WA
Current
February 7, 2019 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 1212 N. Washington St., Suite 116, Spokane, WA 99201RIA
BD
CRD#: 11869
Spokane, WA
Past
January 9, 2018 - February 6, 2019
FORESTERS ADVISORY SERVICES, LLC
RIA
CRD#: 164663
Beaverton, OR
Past
June 30, 2015 - February 6, 2019
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
BEAVERTON, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/27/2021)
RR
California(7/27/2021)
RR
Colorado(7/27/2021)
RR
Idaho(2/7/2019)
RR
Oregon(2/7/2019)
RR
Utah(6/12/2020)
RR
Washington(2/7/2019)
IAR
Washington(2/7/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
6187 Carpinteria Avenue, Carpinteria, CA 93013
Mailing Address
6187 Carpinteria Avenue, Carpinteria, CA 93013-2060
Phone number
(805) 684-1199
Established
California since 03/12/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
432
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANMEMBER FINANCIAL CORPORATION | OWNER | |
| BOWMAN, BYRON FRANCIS | CHIEF LEGAL OFFICER & SECRETARY | 2673117 |
| HALEY, SEAN PATRICK | CHIEF COMPLIANCE OFFICER | 2837579 |
| HANSON, STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | 4854600 |
| JANEWAY, TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER | 2947154 |
| ZIEHL, JON MICHAEL | PRESIDENT | 707642 |
Regulatory assets under management
| Total Number of Accounts | 68,978 |
| AUM (Assets Under Management) | $ 9,035,509,268 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/21/2022 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
