GM
Grace E. Mead
EAGLE STRATEGIES LLC
KNOXVILLE, TN 37922-6901
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CRD#: 6505966
GM
Professional summary
Grace Elizabeth Mead, who also goes by Grace Mead, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Knoxville, Tennessee and NYLIFE SECURITIES LLC located in Knoxville, Tennessee.
Grace is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Grace has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Grace Mead
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Child Advocacy Center of Anderson County, Inc; Not Investment related; 752 Main St Clinton TN 37716 Anderson; Provide forensic interviews, counseling and therapy to children and their families when a child has been severely abused. in order to break the cycle of abuse.; Vice-Chair; Support the Board Chair, serve on various committees (publicity, fundraising, finance). No check-signing capacity or direct financial responsibilities are included in my role.; Start date: 2020-08-01; 8 hours per month, 4 hours during securities trading hours] [Insurance brokering; appointed with outside carriers for the purpose of brokering non-registered products; 265 Brookview Centre Way, Suite 102, Knoxville, TN 37919; start 09/2023; commissions; 5 hours per month, 0 hours during securities trading hours; insurance related][Anderson County Community Action Commission; Anderson County Community Action Commission (ACCAC) is a non-profit agency that administers donations from community, Second Harvest, and other donors to help low-income residents in Anderson County, Tennessee with food, clothes, and utilities.; 149 N Main Street, Clinton, TN 37716; Start Date 10/2024; Role/Title: Board Member; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Grace Elizabeth Mead's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 4, 2023 - Present
EAGLE STRATEGIES LLC
Office #1: 9724 Kingston Pike Franklin Square - Suite 1011, Knoxville, TN 37922-6901RIA
CRD#: 110826
KNOXVILLE, TN
Current
November 15, 2023 - Present
NYLIFE SECURITIES LLC
Office #1: 9724 Kingston Pk Franklin Square - Suite 1011, Knoxville, TN 37922-6901BD
CRD#: 5167
Knoxville, TN
Past
October 25, 2022 - May 31, 2023
TURNING POINT FINANCIAL
RIA
CRD#: 301282
Clinton, TN
Past
December 27, 2018 - January 10, 2022
EDWARD JONES
RIA
CRD#: 250
Oak Ridge, TN
Past
October 8, 2018 - January 10, 2022
EDWARD JONES
BD
CRD#: 250
Oak Ridge, TN
Past
August 4, 2015 - October 10, 2018
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
Rochester, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Tennessee(11/15/2023)
IAR
Tennessee(12/4/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Knoxville, TN 37922-6901TRUST BUT VERIFY
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