Dominic C. Cioffi
Professional summary
Dominic Charles Cioffi is a registered financial professional currently at RAINMAKER SECURITIES, LLC located in Coral Gables, Florida.
Dominic is registered as a RR (Registered Representative) and started their career in finance in 2015. Dominic has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 79, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dominic Charles Cioffi's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 4, 2015 - Present
RAINMAKER SECURITIES, LLC
Office #2: 820 Manhattan Avenue Suite 204, Manhattan Beach, CA 90266State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/8/2020)
(7/8/2020)
(5/12/2022)
(8/4/2015)
(5/17/2019)
(2/10/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
RAINMAKER SECURITIES, LLC
CRD#: 132995 / SEC#: , 8-66667
Contact information
FINRA licenses (29 States and Territories)
Disclosures
| Regulatory Event | 4 |
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