AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
MZ

Ming Zhao

ATOMIC VAULTS SECURITIES
EL CAJON, CA
·CRD# 6505155·3 years experience

Professional Summary

Ming Zhao is a registered financial advisor currently at ATOMIC VAULTS SECURITIES, LLC located in El Cajon, California. Ming is registered as a RR (Registered Representative) and started their career in finance in 2023. Ming has worked at 1 firm and has passed the Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Paul Avila Neves
Paul Avila Neves

LPL FINANCIAL LLC

SAN DIEGO, CA · CRD#
View profile
Alice Ruiz
Alice Ruiz

SCHWAB WEALTH ADVISORY, INC.

San Diego, CA · CRD#
Nilay Barefield
Nilay Barefield

CETERA INVESTMENT ADVISERS LLC

San Diego, CA · CRD#
Natalie Weaver Stenehjem
Natalie Weaver Stenehjem

OSAIC WEALTH, INC.

SAN DIEGO, CA · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Paul Avila Neves
Paul Avila Neves

LPL FINANCIAL LLC

SAN DIEGO, CA · CRD#
Alice Ruiz
Alice Ruiz

SCHWAB WEALTH ADVISORY, INC.

San Diego, CA · CRD#
Nilay Barefield
Nilay Barefield

CETERA INVESTMENT ADVISERS LLC

San Diego, CA · CRD#
Natalie Weaver Stenehjem
Natalie Weaver Stenehjem

OSAIC WEALTH, INC.

SAN DIEGO, CA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Paul Avila Neves
Paul Avila Neves

LPL FINANCIAL LLC

SAN DIEGO, CA · CRD#
Alice Ruiz
Alice Ruiz

SCHWAB WEALTH ADVISORY, INC.

San Diego, CA · CRD#
Nilay Barefield
Nilay Barefield

CETERA INVESTMENT ADVISERS LLC

San Diego, CA · CRD#
Natalie Weaver Stenehjem
Natalie Weaver Stenehjem

OSAIC WEALTH, INC.

SAN DIEGO, CA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Paul Avila Neves
Paul Avila Neves

LPL FINANCIAL LLC

SAN DIEGO, CA · CRD#
Alice Ruiz
Alice Ruiz

SCHWAB WEALTH ADVISORY, INC.

San Diego, CA · CRD#
Nilay Barefield
Nilay Barefield

CETERA INVESTMENT ADVISERS LLC

San Diego, CA · CRD#
Natalie Weaver Stenehjem
Natalie Weaver Stenehjem

OSAIC WEALTH, INC.

SAN DIEGO, CA · CRD#

Years of Experience

3 years in the financial services industry

Current & Past Employments

ATOMIC VAULTS SECURITIES, LLC·CRD# 317194
BD
976 Finch Street, El Cajon, CA 92020
October 16, 2023 - Present

Similar Advisors

Paul Avila Neves
Paul Avila Neves

LPL FINANCIAL LLC

SAN DIEGO, CA · CRD#
Alice Ruiz
Alice Ruiz

SCHWAB WEALTH ADVISORY, INC.

San Diego, CA · CRD#
Nilay Barefield
Nilay Barefield

CETERA INVESTMENT ADVISERS LLC

San Diego, CA · CRD#
Natalie Weaver Stenehjem
Natalie Weaver Stenehjem

OSAIC WEALTH, INC.

SAN DIEGO, CA · CRD#

Current Firm

AV
ATOMIC VAULTS SECURITIES, LLC

ATOMIC VAULTS SECURITIES, LLC | OLYMPUS MONS SECURITIES, LLC

CRD#: 317194 / SEC#: 8-70868
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

976 Finch Street, El Cajon, CA 92020

Mailing Address

976 Finch Street, El Cajon, CA 92020

Phone Number

(619) 793-6780

Established

Delaware since 09/30/2021

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ATOMIC VAULTS INCSOLE MEMBER—
COSTINE, MELISSA ANNECCO2646983
GALLIGAN, PETER BFINOP, PFO, POO1873304
TASHER, TREMAINE JEVAWNMANAGING PRINCIPAL, ROP6742292
ZHAO, MINGGLOBAL CEO AND DIRECTOR6505155

Similar Advisors

Paul Avila Neves
Paul Avila Neves

LPL FINANCIAL LLC

SAN DIEGO, CA · CRD#
Alice Ruiz
Alice Ruiz

SCHWAB WEALTH ADVISORY, INC.

San Diego, CA · CRD#
Nilay Barefield
Nilay Barefield

CETERA INVESTMENT ADVISERS LLC

San Diego, CA · CRD#
Natalie Weaver Stenehjem
Natalie Weaver Stenehjem

OSAIC WEALTH, INC.

SAN DIEGO, CA · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Paul Avila Neves
Paul Avila Neves

LPL FINANCIAL LLC

SAN DIEGO, CA · CRD#
Alice Ruiz
Alice Ruiz

SCHWAB WEALTH ADVISORY, INC.

San Diego, CA · CRD#
Nilay Barefield
Nilay Barefield

CETERA INVESTMENT ADVISERS LLC

San Diego, CA · CRD#
Natalie Weaver Stenehjem
Natalie Weaver Stenehjem

OSAIC WEALTH, INC.

SAN DIEGO, CA · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7TO — General Securities Representative Examination

Passed Jul 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jun 2023About the SIE exam
FINRA
SRO Registrations

Similar Advisors

Paul Avila Neves
Paul Avila Neves

LPL FINANCIAL LLC

SAN DIEGO, CA · CRD#
Alice Ruiz
Alice Ruiz

SCHWAB WEALTH ADVISORY, INC.

San Diego, CA · CRD#
Nilay Barefield
Nilay Barefield

CETERA INVESTMENT ADVISERS LLC

San Diego, CA · CRD#
Natalie Weaver Stenehjem
Natalie Weaver Stenehjem

OSAIC WEALTH, INC.

SAN DIEGO, CA · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Ming Zhao's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Paul Avila Neves
Paul Avila Neves

LPL FINANCIAL LLC

SAN DIEGO, CA · CRD#
Alice Ruiz
Alice Ruiz

SCHWAB WEALTH ADVISORY, INC.

San Diego, CA · CRD#
Nilay Barefield
Nilay Barefield

CETERA INVESTMENT ADVISERS LLC

San Diego, CA · CRD#
Natalie Weaver Stenehjem
Natalie Weaver Stenehjem

OSAIC WEALTH, INC.

SAN DIEGO, CA · CRD#
MZ
Follow Ming
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required