Tong Yin
Professional summary
Tong Yin, who also goes by Tony Yin, is a registered financial professional currently at PJT PARTNERS LP located in Santa Monica, California.
Tong is registered as a RR (Registered Representative) and started their career in finance in 2017. Tong has worked at 1 firm and has passed the Series 63, Series 65, Series 7TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tong Yin's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 27, 2017 - Present
PJT PARTNERS LP
Office #1: 100 Wilshire Boulevard, Suite 1230, Santa Monica, CA 90401State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/5/2021)
(1/27/2022)
Exams
Series 7TO
Date: 8/8/2023
General Securities Representative ExaminationFINRA
Current Firm
PJT PARTNERS LP
CRD#: 171058 / SEC#: , 8-69442
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PJT PARTNERS HOLDING LP | LIMITED PARTNER | |
| FLANAGAN, TARA ELIZABETH | CHIEF COMPLIANCE OFFICER | 2540823 |
| KALRA, ARUN JAMES | FINOP | 6570441 |
| LEE, JIYEUN | MANAGING PARTNER/DIRECTOR | 1859635 |
| MEATES, HELEN THERESE | CHIEF FINANCIAL OFFICER/DIRECTOR | 2271715 |
| PJT MANAGEMENT LLC | GENERAL PARTNER | |
| TAUBMAN, PAUL JEFFREY | CEO/DIRECTOR | 1567776 |
Disclosures
| Regulatory Event | 1 |
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