Matthew A. Lau
Professional summary
Matthew Andrew Lau, CFP®, who also goes by Matt Andrew Lau, is a registered financial advisor currently at ROBERTSON STEPHENS located in Burlingame, California and FORTUNE FINANCIAL SERVICES, INC. located in San Ramon, California.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Matthew has worked at 3 firms and has passed the Series 65, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Andrew Lau's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2018
Experience
December 16, 2022 - Present
ROBERTSON STEPHENS
Office #1: 1359 Bayshore Hwy Suite 210, Burlingame, CA 94010February 19, 2022 - Present
FORTUNE FINANCIAL SERVICES, INC.
Office #1: 3223 Crow Canyon Road Suite 245, San Ramon, CA 94583August 26, 2015 - February 13, 2023
LFS WEALTH ADVISORS
Primary Firm SEC Registration
ROBERTSON STEPHENS
CRD#: 289977 / SEC#: 801-111814
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/16/2022)
Exams
Series 6TO
Date: 2/18/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
ROBERTSON STEPHENS
CRD#: 289977 / SEC#: 801-111814
Contact information
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,419 |
| AUM (Assets Under Management) | $ 7,139,384,497 |
Red Flags
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