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AM

Alexander S. Mclaughlin

GLC SECURITIES
Los Angeles, CA 90067
Some features on this profile are disabled
CRD#: 6504155
AM

Professional summary

Alexander Stefan Mclaughlin is a registered financial professional currently at GLC SECURITIES, LLC located in Los Angeles, California.

Alexander is registered as a RR (Registered Representative) and started their career in finance in 2025. Alexander has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alexander Stefan Mclaughlin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 27, 2025 - Present

GLC SECURITIES, LLC

Office #1: 1900 Avenue Of The Stars Suite 1270, Los Angeles, CA 90067
BD
CRD#: 153581
Los Angeles, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(11/10/2025)
RR
Colorado
(10/27/2025)
RR
New York
(11/10/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 11/10/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 10/27/2025
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/2/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

GS
GLC SECURITIES, LLC
GLC SECURITIES, LLC | GLCA SECURITIES, LLC

CRD#: 153581 / SEC#: , 8-68557

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
600 Lexington Avenue 9th Floor, New York, NY 10022
Mailing Address
600 Lexington Avenue 9th Floor, New York, NY 10022
Phone number
(212) 542-4540
Established
Delaware since 08/12/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
GLC ADVISORS & CO. HOLDINGS, LLCOWNER
BENNINGER, THOMAS MICHAELPRINCIPAL
HAN, ABRAHAM TPRINCIPAL
KINZER, CAROL ANNFINOP/CFO4519471
REYNERTSON, JON SORENPRINCIPAL/CEO/CCO

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GLC SECURITIES, LLC

CRD#: 153581Los Angeles, CA 90067

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