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Joshua Wood Gregg

PEACHCAP SECURITIES
ATLANTA, GA
·CRD# 6503802·9 years experience

Professional Summary

Joshua Wood Gregg, who also goes by Joshua W Gregg, is a registered financial advisor currently at PEACHCAP SECURITIES, INC. located in Atlanta, Georgia. Joshua is registered as a RR (Registered Representative) and started their career in finance in 2017. Joshua has worked at 1 firm and has passed the SIE, Series 99TO and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Joshua W Gregg

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

PEACHCAP SECURITIES, INC.·CRD# 25590
BD
1. 550 Pharr Rd. Suite 700, Atlanta, GA 303052. 550 Pharr Rd, Suite 700, Atlanta, GA 30305
February 17, 2017 - Present

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Current Firm

PS
PEACHCAP SECURITIES, INC.

PEACHCAP | PEACHTREE CAPITAL CORPORATION INC. | PEACHTREE CAPITAL CORPORATION | PEACHCAP SECURITIES, INC.

CRD#: 25590 / SEC#: 8-41855
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

550 Pharr Rd, Suite 700, Atlanta, GA 30305

Mailing Address

550 Pharr Rd, Suite 700, Atlanta, GA 30305

Phone Number

(404) 220-8958

Established

Georgia since 08/21/1991

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (45 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
PEACHCAP INCORPORATEDOWNER—
BURNETTE, ERIC STEVENCEO, PRESIDENT & CHIEF COMPLIANCE OFFICER5747786
GREGG, JOSHUA WOODCHIEF FINANCIAL OFFICER & FINOP, PFO/POO6503802

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 27 — Financial and Operations Principal Examination

Passed Feb 2017About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Joshua Wood Gregg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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