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Samantha Ray Deneefe

Samantha R. Deneefe

CETERA INVESTMENT ADVISERS | Planning Consultant
Nashville, TN 37221
Some features on this profile are disabled
CRD#: 6503535
Samantha Ray Deneefe

Professional summary

Samantha Ray Deneefe, who also goes by Samantha R Rouillier, Samantha Ray Rouillier, Ray Rouillier, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Nashville, Tennessee and CETERA WEALTH SERVICES, LLC located in Nashville, Tennessee.

Samantha is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Samantha has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Biography

The purpose of my role is to learn more about others personal and financial needs and partner with the client and advisor to develop a customized financial plan . I am motivated by relationship-based work and helping people gain confidence in their financial goals.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Samantha R Rouillier | Samantha Ray Rouillier | Ray Rouillier

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samantha Ray Deneefe's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Education

University of Tennessee

Bachelor of Science (BS) - Finance

2017

Experience

Current

April 20, 2026 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 237 Old Hickory Blvd Ste #100, Nashville, TN 37221
RIA
CRD#: 105644
Nashville, TN
Current

April 16, 2026 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 237 Old Hickory Blvd. Ste. 100, Nashville, TN 37221
BD
CRD#: 13572
Nashville, TN
Past

March 31, 2025 - March 26, 2026

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
FRANKLIN, TN
Past

July 29, 2021 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
FRANKLIN, TN
Past

June 17, 2021 - March 26, 2026

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
FRANKLIN, TN
Past

June 11, 2020 - June 29, 2021

SAGESPRING WEALTH PARTNERS

RIA
CRD#: 283515
FRANKLIN, TN
Past

June 2, 2020 - May 20, 2021

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
FRANKLIN, TN
Past

January 29, 2019 - June 11, 2020

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
GERMANTOWN, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Tennessee
(4/20/2026)
IAR
Tennessee
(4/20/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/25/2019
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/10/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/29/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/14/2018
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

Planning ConsultantCRD#: 105644Nashville, TN 37221

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Contact information

(xxx) xxx-xxxx

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