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EL

Evan Li

SEAPORT GLOBAL SECURITIES

Singapore,

·CRD# 6501619·11 years experience

Professional Summary

Evan Li, who also goes by Evan Ting Kuan Li Mr, Evan Ting Kuan Li, Ting Kuan Evan Li, is a registered financial advisor currently at SEAPORT GLOBAL SECURITIES LLC. Evan is registered as a RR (Registered Representative) and started their career in finance in 2015. Evan has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Evan Ting Kuan Li Mr, Evan Ting Kuan Li, Ting Kuan Evan Li

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

SEAPORT GLOBAL SECURITIES LLC·CRD# 116270

BD

50 Raffles Place Singapore Land Tower, Level 19 Unit 1937, Singapore 048623

May 1, 2024 - Present

BTIG, LLC·CRD# 122225

BD

San Francisco, CA

March 14, 2022 - February 2, 2024

SEAPORT GLOBAL SECURITIES LLC·CRD# 116270

BD

New York, NY

May 21, 2021 - December 16, 2021

LIQUIDITY FINANCE LP·CRD# 167568

BD

Greenwich, CT

June 3, 2020 - December 13, 2021

UBS SECURITIES LLC·CRD# 7654

BD

New York, NY

June 23, 2015 - May 12, 2020

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Current Firm

SG

SEAPORT GLOBAL SECURITIES LLC

PERICLES CAPITAL | SP CREDIT DIRECT LLC | SEAPORT RESEARCH PARTNERS | SEAPORT GLOBAL SECURITIES LLC | SEAPORT GLOBAL | SEA PORT GROUP SECURITIES, LLC

CRD#: 116270 / SEC#: 8-53535

BD

Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

360 Madison Ave 22nd Floor, New York, NY 10017

Mailing Address

360 Madison Ave 22nd Floor, New York, NY 10017

Phone Number

(212) 616-7700

Established

Delaware since 05/04/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SEAPORT GLOBAL HOLDINGS LLC	PARENT COMPANY	—
MEAGHER, MICHAEL JEFFERSON	CEO	1755168
MEYER, MICHAEL JOHN	FIXED INCOME TRADING SUPERVISOR	1746788
SMITH, STEPHEN CORCORAN	TREASURER	1248750
WITTHAUT, MARKUS CLEMENS	FINOP/CCO/CFO/PFO	4480831

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(5/1/2024)

RR

Alaska
(5/1/2024)

RR

Arizona
(5/1/2024)

RR

Arkansas
(5/1/2024)

RR

California
(5/1/2024)

RR

Colorado
(5/1/2024)

RR

Connecticut
(5/1/2024)

RR

Delaware
(5/1/2024)

RR

District of Columbia
(5/1/2024)

RR

Florida
(5/1/2024)

RR

Georgia
(5/1/2024)

RR

Hawaii
(5/1/2024)

RR

Idaho
(5/1/2024)

RR

Illinois
(5/1/2024)

RR

Indiana
(5/1/2024)

RR

Iowa
(5/1/2024)

RR

Kansas
(5/1/2024)

RR

Kentucky
(5/1/2024)

RR

Louisiana
(5/1/2024)

RR

Maine
(5/1/2024)

RR

Maryland
(5/1/2024)

RR

Massachusetts
(5/1/2024)

RR

Michigan
(5/1/2024)

RR

Minnesota
(5/1/2024)

RR

Mississippi
(5/1/2024)

RR

Missouri
(5/1/2024)

RR

Montana
(5/1/2024)

RR

Nebraska
(5/1/2024)

RR

Nevada
(5/1/2024)

RR

New Hampshire
(5/1/2024)

RR

New Jersey
(5/1/2024)

RR

New Mexico
(5/1/2024)

RR

New York
(5/1/2024)

RR

North Carolina
(5/1/2024)

RR

North Dakota
(5/1/2024)

RR

Ohio
(5/1/2024)

RR

Oklahoma
(5/1/2024)

RR

Oregon
(5/1/2024)

RR

Pennsylvania
(5/1/2024)

RR

Puerto Rico
(5/1/2024)

RR

Rhode Island
(5/1/2024)

RR

South Carolina
(5/1/2024)

RR

South Dakota
(5/1/2024)

RR

Tennessee
(5/1/2024)

RR

Texas
(5/1/2024)

RR

Utah
(5/1/2024)

RR

Vermont
(5/1/2024)

RR

Virginia
(5/1/2024)

RR

Washington
(5/1/2024)

RR

West Virginia
(5/1/2024)

RR

Wisconsin
(5/1/2024)

RR

Wyoming
(5/1/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2015About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2015About the Series 7 exam

FINRA

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Evan Li's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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EL

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