David C. James
Professional summary
David Charles James, who also goes by David C James, is a registered financial professional currently at VNTR SECURITIES LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 2016. David has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Charles James's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 27, 2016 - Present
VNTR SECURITIES LLC
Office #1: 152 Madison Avenue 7th Floor, New York, NY, 10016Office #2: 152 Madison Avenue 7th Floor, New York, NY, 10016July 13, 2016 - December 7, 2016
FUSION ANALYTICS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/20/2021)
(7/20/2020)
(1/4/2019)
(12/2/2020)
(1/4/2019)
(10/12/2021)
(1/4/2019)
(1/4/2019)
(1/4/2019)
(8/18/2021)
(9/15/2025)
(1/4/2019)
(6/2/2021)
(10/4/2021)
(5/19/2021)
(5/11/2021)
(7/30/2025)
(2/2/2021)
(1/4/2019)
(8/22/2022)
(11/3/2020)
(1/20/2021)
(5/13/2021)
(10/6/2020)
(1/4/2019)
(12/27/2016)
(1/4/2019)
(12/10/2020)
(5/5/2021)
(10/29/2020)
(10/4/2021)
(1/4/2019)
(4/28/2021)
(1/4/2019)
(7/20/2020)
(7/11/2025)
(4/20/2022)
(1/4/2019)
(9/12/2025)
Exams
FINRA
Current Firm
VNTR SECURITIES LLC
CRD#: 283856 / SEC#: , 8-69768
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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