PA
Peter J. Amrein
CONCORDE ASSET MANAGEMENT
Knoxville, TN
Some features on this profile are disabled
CRD#: 6500740
PA
Professional summary
Peter Jacob Amrein, who also goes by Peter Amrein, is a registered financial advisor currently at CONCORDE ASSET MANAGEMENT, LLC located in Knoxville, Tennessee and CONCORDE INVESTMENT SERVICES, LLC located in Ann Arbor, Michigan.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Peter has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Peter Amrein
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Concorde Asset Management, Investment related, Livonia Mi 48152, Investment Advisory Services, Investment Advisory representative, servicing advisory clients. Start date 01/08/2024, 1-5 hours/month during non trading hours, 21-40 hours/month during trading hours. 2) Concorde Insurance Agency, Investment related, Livonia Mi 48152, Variable Insurance Products, Agent, selling insurance products. Start date 01/08/2024, 1-5 hours/month during non trading hours, 11-20 hours/month during trading hours. 3) Amrein Wealth Strategists, LLC Investment related, 3232 Kenilworth Lane, Knoxville TN, 37917, OSJ Livonia MI 48152. Owner; Sales, marketing, review of real estate, retirement, and insurance planning products; Investment Related; 160 hours/month; 160 hours/month during business hours; Commissions and fees from fixed and insurance products, real estate transactions and other securities business. begin 1/9/2024
CRS (Client Relationship Summary) - RIA
Click below to view Peter Jacob Amrein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 10, 2024 - Present
CONCORDE ASSET MANAGEMENT, LLC
RIA
CRD#: 140367
Knoxville, TN
Current
January 10, 2024 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 3909 Research Park Drive Suite 200, Ann Arbor, MI 48108BD
CRD#: 151604
Ann Arbor, MI
Past
December 12, 2023 - January 2, 2024
M HOLDINGS SECURITIES, INC.
RIA
CRD#: 43285
KNOXVILLE, TN
Past
December 9, 2019 - January 2, 2024
M HOLDINGS SECURITIES, INC.
BD
CRD#: 43285
KNOXVILLE, TN
Past
February 6, 2018 - November 12, 2019
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
Knoxville, TN
Past
August 25, 2016 - September 25, 2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
KNOXVILLE, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/11/2024)
IAR
Florida(10/7/2024)
RR
Georgia(1/12/2024)
RR
Illinois(1/19/2024)
IAR
Illinois(1/22/2025)
RR
New York(1/11/2024)
RR
North Carolina(1/12/2024)
RR
Pennsylvania(1/11/2024)
RR
Tennessee(1/10/2024)
IAR
Tennessee(1/10/2024)
RR
Texas(1/11/2024)
IAR
Texas(1/11/2024)
RR
Washington(1/11/2024)
IAR
Washington(1/11/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108
Mailing Address
Phone number
(248) 824-6710
Established
Firm type
Fiscal year end
# of Employees
79
SEC notice filing (48 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,207 |
| AUM (Assets Under Management) | $ 489,858,232 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
