Robert R. Kirkpatrick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Read Kirkpatrick was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2015. Robert had worked at 1 firm and has passed the Series 63, SIE and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2015 - February 9, 2017
MDS SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
MDS SECURITIES, LLC
CRD#: 159555 / SEC#: , 8-68997
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MDS ASSOCIATED COMPANIES, INC. | SOLE OWNER | |
| BEATON, DANIEL STEWART | FINANCIAL AND OPERATIONS PRINCIPAL | 4240769 |
| KNAPP, JASON CHRISTOPHER | CHIEF COMPLIANCE OFFICER, CORPORATE SECRETARY | 6057659 |
| KNAPP, JASON CHRISTOPHER | SOLE DIRECTOR | 6057659 |
| KNAPP, JASON CHRISTOPHER | PRESIDENT, CHIEF EXECUTIVE OFFICER | 6057659 |
| KNAPP, MICHAEL SAUNDERS | EXECUTIVE VICE PRESIDENT | 6390493 |
Red Flags
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