Brooks C. Elder

FAS WEALTH PARTNERS

Leawood, KS 66224

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CRD#: 6499037

Professional summary

Brooks Christopher Elder, who also goes by Brooks Elder, Brooks Christopher Elder, is a registered financial advisor currently at FAS WEALTH PARTNERS, INC. located in Leawood, Kansas and FAS CORP. located in Leawood, Kansas.

Brooks is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Brooks has worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brooks Elder | Brooks Christopher Elder

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TAX FAVORED BENEFITS; SAME AS BRANCH; INV REL; WEALTH MANAGEMENT/RETIREMENT PLANS; ASSOCIATE; START DATE=10/2020; HRS/MO=180; TRADING HRS/MO=0; CALL AND TRY TO GET CLIENTS * TFB Advisors, LLC; Same as Branch; inv-rel; New entity as we transition to becoming our own RIA; Financial Advisor; start date=08/2022; hrs/mo=160; trading hrs/mo=160; Run retirement plans for small businesses, do rollovers from there

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brooks Christopher Elder's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 16, 2023 - Present

FAS WEALTH PARTNERS, INC.

Office #1: 4747 W 135 Street Suite 100, Leawood, KS 66224

RIA

CRD#: 109796

Leawood, KS

Current

August 16, 2023 - Present

FAS CORP.

Office #1: 4747 West 135th Street, Suite 100, Leawood, KS 66224

CRD#: 43536

Leawood, KS

Past

August 5, 2022 - March 8, 2024

TFB ADVISORS, LLC

RIA

CRD#: 321870

OVERLAND PARK, KS

Past

November 1, 2021 - June 30, 2023

AMERITAS ADVISORY SERVICES, LLC

RIA

CRD#: 317245

OVERLAND PARK, KS

Past

July 30, 2021 - November 1, 2021

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

OVERLAND PARK, KS

Past

July 30, 2021 - August 18, 2023

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

OVERLAND PARK, KS

Past

September 12, 2019 - March 4, 2020

MORGAN STANLEY

CRD#: 149777

KANSAS CITY, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FAS WEALTH PARTNERS, INC.

CRD#: 109796 / SEC#: 801-19282

RIA

Registered Investment Advisory firm - (7/21/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Kansas
(8/16/2023)

IAR

Kansas
(8/16/2023)

Missouri
(10/15/2024)

IAR

Missouri
(10/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/3/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/12/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/11/2019

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

FAS WEALTH PARTNERS, INC.

CRD#: 109796 / SEC#: 801-19282

RIA

Registered Investment Advisory firm - (7/21/1983 Approved)

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Contact information

Main Address

4747 W 135 Street Suite 100, Leawood, KS 66224

Mailing Address

Phone number

(913) 239-2300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FAS FORM ADV PART 2A BROCHURE 20230331 (10/6/2025)

Regulatory assets under management

Total Number of Accounts	5,010
AUM (Assets Under Management)	$ 3,085,389,748

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/01/2025	Cover Page	Report
01/31/2024	Cover Page	Report
01/31/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brooks C. Elder

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brooks Christopher Elder's CRS (Customer Relationship Summary).

Certified licenses

Experience

FAS CORP.

TFB ADVISORS, LLC

AMERITAS ADVISORY SERVICES, LLC

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

MORGAN STANLEY

Primary Firm SEC Registration

FAS WEALTH PARTNERS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/3/2020

Series 7TO

Date: 9/12/2019

SIE

Date: 5/11/2019

FINRA

Current Firm

FAS WEALTH PARTNERS, INC.

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FAS WEALTH PARTNERS, INC.

TRUST BUT VERIFY

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