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MR

Montana A. Ricks

STARWOOD CAPITAL, L.L.C.
Arlington, VA 22209
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CRD#: 6498731
MR

Professional summary


Montana A Ricks, who also goes by Montana Alexander Ricks, Montana Ricks, is a registered financial professional currently at STARWOOD CAPITAL, L.L.C. located in Arlington, Virginia.

Montana is registered as a RR (Registered Representative) and started their career in finance in 2017. Montana has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Montana Alexander Ricks | Montana Ricks

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Montana A Ricks's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 25, 2022 - Present

STARWOOD CAPITAL, L.L.C.

Office #1: 1525 Wilson Boulevard, Suit 825, Arlington, VA 22209
BD
CRD#: 146057
Arlington, VA
Past

March 12, 2019 - November 10, 2021

T. ROWE PRICE ADVISORY SERVICES, INC.

RIA
CRD#: 108958
Owings Mills, MD
Past

March 12, 2019 - November 10, 2021

T. ROWE PRICE INVESTMENT SERVICES, INC.

BD
CRD#: 8348
OWINGS MILLS, MD
Past

November 28, 2017 - February 15, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
HUNT VALLEY, MD
Past

September 25, 2017 - February 15, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
HUNT VALLEY, MD

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/2/2022)
RR
Connecticut
(11/6/2023)
RR
Hawaii
(10/11/2024)
RR
Maine
(11/6/2023)
RR
Massachusetts
(11/6/2023)
RR
Nevada
(3/2/2022)
RR
New Hampshire
(11/6/2023)
RR
New Jersey
(11/6/2023)
RR
New York
(11/6/2023)
RR
Rhode Island
(11/9/2023)
RR
Vermont
(11/6/2023)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 11/27/2017
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


SC
STARWOOD CAPITAL, L.L.C.
591 CAPITAL SECURITIES, L.L.C. | STARWOOD CAPITAL, L.L.C.

CRD#: 146057 / SEC#: , 8-67788

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
591 West Putnam Avenue, Greenwich, CT 06830
Mailing Address
591 West Putnam Avenue, Greenwich, CT 06830
Phone number
(203) 422-7775
Established
Delaware since 08/02/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
STARWOOD CAPITAL GROUP HOLDINGS, L.P.MEMBER
BOULIER, CHARLES JOSEPHFINOP6766152
GUTTIN, MATTHEW SCOTTCEO/CCO5801291
STARWOOD CAPITAL GROUP HOLDINGS GP, L.L.C.MANAGER

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


STARWOOD CAPITAL, L.L.C.

CRD#: 146057Arlington, VA 22209

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