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DP

Dean P. Pacinelli

REDBIRD BD LLC
New York, NY 10065
Some features on this profile are disabled
CRD#: 6497620
DP

Professional summary

Dean Pasquale Pacinelli is a registered financial professional currently at REDBIRD BD LLC located in New York, New York.

Dean is registered as a RR (Registered Representative) and started their career in finance in 2018. Dean has worked at 2 firms and has passed the SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dean Pasquale Pacinelli's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 29, 2020 - Present

REDBIRD BD LLC

Office #1: 667 Madison 8th Floor, New York, NY 10065Office #2: 667 Madison Ave 8th Floor, New York, NY 10065
BD
CRD#: 297239
New York, NY
Past

August 13, 2018 - July 31, 2020

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 8/13/2018
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

RB
REDBIRD BD LLC
REDBIRD BD LLC | REDBIRD BD, LLC

CRD#: 297239 / SEC#: , 8-70125

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
667 Madison Ave 8th Floor, New York, NY 10065
Mailing Address
667 Madison Ave 8th Floor, New York, NY 10065
Phone number
(212) 235-1000
Established
Delaware since 11/29/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
REDBIRD CAPITAL PARTNERS ALTERNATIVE HOLDINGS LLCOWNER, OWNER / AGGREGATION VEHICLE FOR IA AND BD ACTIVITIES
CHIARAVALLOTI, MICHAEL JOSEPHCOUNSEL & CHIEF COMPLIANCE OFFICER5099998
KLEIN, ROBERT JAYMANAGING PRINCIPAL3035592
MILLER, ANDREW DAVIDFINOP5106774

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REDBIRD BD LLC

CRD#: 297239New York, NY 10065

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