Michael S. Rosenbach

SOLIST WEALTH MANAGEMENT | Vice President–Wealth Management

TAMPA, FL 33606

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CRD#: 6497350

Professional summary

Michael Scott Rosenbach, who also goes by Michael S Rosenbach, is a registered financial advisor currently at SOLIST WEALTH MANAGEMENT located in Tampa, Florida and FNEX CAPITAL, LLC located in Indianapolis, Indiana.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Michael has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael S Rosenbach

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Solist Wealth Management 442 W Kenedy Blvd #290 Tampa, FL 33606 CEO/Owner Investment related/Salary based Michael Scott Rosenbach is an independent licensed insurance agent. Michael Scott Rosenbach works as a Middle School Cross Country Coach for Berkeley Preparatory School in Tampa, FL. Approximately seven hours a week are spent on this other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Scott Rosenbach's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 19, 2025 - Present

SOLIST WEALTH MANAGEMENT

Office #1: 442 W Kennedy Blvd Suite 290, Tampa, FL 33606

RIA

CRD#: 329317

TAMPA, FL

Current

October 31, 2025 - Present

FNEX CAPITAL, LLC

Office #1: One Indiana Square Suite 2252, Indianapolis, IN 46204

CRD#: 166316

Indianapolis, IN

Past

March 25, 2024 - March 18, 2025

SOLIST WEALTH MANAGEMENT

RIA

CRD#: 329317

TAMPA, FL

Past

April 30, 2021 - December 1, 2023

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

TAMPA, FL

Past

April 30, 2021 - December 1, 2023

UBS FINANCIAL SERVICES INC.

CRD#: 8174

TAMPA, FL

Past

September 9, 2015 - May 4, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

TAMPA, FL

Past

July 27, 2015 - May 4, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

TAMPA, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

District of Columbia
(5/29/2025)

IAR

Florida
(5/19/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/2/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/27/2015

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SOLIST WEALTH MANAGEMENT

SOLIST WEALTH MANAGEMENT | SOLIST WEALTH MANAGEMENT LLC

CRD#: 329317 / SEC#: 801-129356

RIA

Registered Investment Advisory firm - (3/18/2025 Terminated)

District of Columbia

Registered Investment Advisory firm - (5/29/2025 Approved)

Florida

Registered Investment Advisory firm - (5/19/2025 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

442 W Kennedy Blvd Suite 290, Tampa, FL 33606

Mailing Address

301 W Platt St #156, Tampa, FL 33606

Phone number

(813) 294-3737

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	210
AUM (Assets Under Management)	$ 56,332,103

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Michael S. Rosenbach

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Scott Rosenbach's CRS (Customer Relationship Summary).

Certified licenses

Experience

FNEX CAPITAL, LLC

SOLIST WEALTH MANAGEMENT

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 9/2/2015

SIE

Date: 10/1/2018

Series 7

Date: 7/27/2015

FINRA

Current Firm

SOLIST WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SOLIST WEALTH MANAGEMENT

TRUST BUT VERIFY

Contact information

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