Michael S. Rosenbach
SOLIST FINANCIAL | Vice President–Wealth Management
TAMPA, FL 33606
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CRD#: 6497350
Michael Scott RosenbachSOLIST FINANCIAL
Professional summary
Michael Scott Rosenbach, who also goes by Michael S Rosenbach, is a registered financial advisor currently at SOLIST FINANCIAL located in Tampa, Florida and FNEX CAPITAL, LLC located in Tampa, Florida.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Michael has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
Michael S Rosenbach
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Solist Wealth Management 442 W Kenedy Blvd #290 Tampa, FL 33606 CEO/Owner RIA Investment related/Salary based Solist Insurance 442 W Kennedy Blvd, STE #290 Tampa FL 33606 Owner - Insurance Company Not investment or securities related 200 hours per month Solist Capital 442 W Kennedy Blvd Tampa FL 33606 Owner - Oversee all Capital investments Investment Related Securities through FNEX Capital Solist Mortgage 442 W Kennedy Blvd Tampa FL 33606 Owner - Mortgages Not investment related 100 hours per month Solist Financial 442 W Kennedy Blvd Tampa FL 33606 CEO and Owner Securities DBA - Securities through FNEX Capital. Phase Zero LLC 442 W Kennedy Blvd Tampa FL 33606 Owner and CEO Not Investment Related 100 hours per month Verdant Capital Holdings 1621 Central Ave Cheyenne WY 82001 Business owner 100 hours per month Not investment related Bluemark Capital 1621 Central Ave Cheyenne Wyoming 82001 Managing Member Not investment related 10 hours per week
CRS (Client Relationship Summary) - RIA
Click below to view Michael Scott Rosenbach's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 19, 2025 - Present
SOLIST FINANCIAL
Office #1: 442 W Kennedy Blvd Suite 290, Tampa, FL 33606RIA
CRD#: 329317
TAMPA, FL
Current
October 31, 2025 - Present
FNEX CAPITAL, LLC
Office #1: 442 W Kennedy Blvd, Suite 290, Tampa, FL 33606BD
CRD#: 166316
Tampa, FL
Past
March 25, 2024 - March 18, 2025
SOLIST FINANCIAL
RIA
CRD#: 329317
TAMPA, FL
Past
April 30, 2021 - December 1, 2023
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
TAMPA, FL
Past
April 30, 2021 - December 1, 2023
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
TAMPA, FL
Past
September 9, 2015 - May 4, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
TAMPA, FL
Past
July 27, 2015 - May 4, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
TAMPA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SOLIST FINANCIAL
SOLIST FINANCIAL | SOLIST WEALTH, LLC | SOLIST WEALTH MANAGEMENT LLC | SOLIST WEALTH MANAGEMENT
CRD#: 329317 / SEC#: 801-136668
RIA
Registered Investment Advisory firm - (7/6/2026 Approved)District of Columbia
Registered Investment Advisory firm - (8/3/2026 Terminated)Florida
Registered Investment Advisory firm - (8/3/2026 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(5/19/2025)
RR
Florida(12/3/2025)
Exams
What does exam status mean?
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SF
SOLIST FINANCIAL
SOLIST FINANCIAL | SOLIST WEALTH, LLC | SOLIST WEALTH MANAGEMENT LLC | SOLIST WEALTH MANAGEMENT
CRD#: 329317 / SEC#: 801-136668
RIA
Registered Investment Advisory firm - (7/6/2026 Approved)District of Columbia
Registered Investment Advisory firm - (8/3/2026 Terminated)Florida
Registered Investment Advisory firm - (8/3/2026 Terminated)Loading...
Contact information
Main Address
442 W Kennedy Blvd Suite 290, Tampa, FL 33606
Mailing Address
442 W Kennedy Blvd #290, Tampa, FL 33606
Phone number
(813) 294-3737
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 216 |
| AUM (Assets Under Management) | $ 130,131,318 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SOLIST FINANCIAL
Vice President–Wealth ManagementCRD#: 329317Tampa, FL 33606TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
