Michael Scott Rosenbach
Professional Summary
Michael Scott Rosenbach, who also goes by Michael S Rosenbach, is a registered financial advisor currently at SOLIST FINANCIAL located in Tampa, Florida and FNEX CAPITAL, LLC located in Tampa, Florida. Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Michael has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michael S Rosenbach
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
Website
xxxxxxxxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
11 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
SOLIST FINANCIAL | SOLIST WEALTH, LLC | SOLIST WEALTH MANAGEMENT LLC | SOLIST WEALTH MANAGEMENT
Contact Information
Main Address
442 W Kennedy Blvd Suite 290, Tampa, FL 33606Mailing Address
442 W Kennedy Blvd #290, Tampa, FL 33606Phone Number
(813) 294-3737# of Employees
1SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
216AUM (Assets Under Management)
$130,131,318Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
SOLIST FINANCIAL | SOLIST WEALTH, LLC | SOLIST WEALTH MANAGEMENT LLC | SOLIST WEALTH MANAGEMENT
State Registrations and Notice Filings
(5/19/2025)
(12/3/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Michael Scott Rosenbach's CRS (Customer Relationship Summary).
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