AV
Anthony C. Van Dyke
THRIVENT INVESTMENT MANAGEMENT
Valley City, ND 58072
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CRD#: 6496528
AV
Professional summary
Anthony Curtis Van Dyke, who also goes by Anthony C Van Dyke, Tony C Van Dyke, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Valley City, North Dakota.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Anthony has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Anthony C Van Dyke | Tony C Van Dyke
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ETTEN FARMS INC POSITION: Truck Driver NATURE: Farming opersation- They need me to help drive truck for a couple of weeks. INVESTMENT RELATED: No NUMBER OF HOURS: 164 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2021 ADDRESS: 3073 370th St, Foxhome MN 56543, United States DESCRIPTION: Drive the sugar beat truck from the field, to the plant. BOIS DE SIOUX GOLF COURSE POSITION: Board Member NATURE: Board member, voting on and making decisions to better the golf course the restaurant attached to it. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/27/2023 ADDRESS: 1305 RJ hughes Dr, Wahpeton ND 58075, United States DESCRIPTION: Voting on and doing things for the golf course. SELF POSITION: Owner NATURE: I enjoy collecting trading cards, but with updating of collections I will be buying and selling some of the cards which may result in a profit. The main purpose is to collect cards, but the sales will result in some Finacial gain. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 07/17/2024 ADDRESS: 730 Oak Street, Breckenridge MN 56520, United States DESCRIPTION: I will be the one buying and selling cards online.
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Curtis Van Dyke's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Anthony Curtis Van Dyke's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 1, 2022 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 213 Central Ave N, Valley City, ND 58072Office #3: 118 6th St N, Wahpeton, ND 58075RIA
BD
CRD#: 18387
Valley City, ND
Current
December 10, 2020 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 213 Central Ave N, Valley City, ND 58072Office #2: 118 6th St N, Wahpeton, ND 58075RIA
BD
CRD#: 18387
Valley City, ND
Past
February 1, 2016 - September 14, 2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
FARGO, ND
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/5/2024)
RR
Minnesota(1/19/2021)
RR
North Dakota(1/6/2021)
IAR
North Dakota(4/11/2022)
RR
Texas(10/28/2025)
IAR
Texas(10/28/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/10/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
