MB
Mauro U. Bottoni
CETERA INVESTMENT ADVISERS LLC
MANILUS, NY 13104
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CRD#: 6495263
MB
Professional summary
Mauro U Bottoni, who also goes by Mario Bottoni, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Manilus, New York and CETERA WEALTH SERVICES, LLC located in Manlius, New York.
Mauro is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Mauro has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mario Bottoni
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Advanced Financial Services Corp. 320 Fayette Street~Manlius~NY~13104~Finance~Director/Officer~11/4/2015~2hrs~2hrs~Quarterly Bookkeeping & Tax Returns. This is a holding company for Accu-Pay, our payroll and bookkeeping company 2) Accu-Pay Payroll & Bookkeeping Services, Inc. 320 Fayette Street~Manlius~NY~13104~Tax Preparation/Accounting~Chief Executive Officer~7/21/2010~10hrs~0hrs~Management. Review & correct payroll and bookkeeping projects 3) Bascol, Inc 4610 Wetzel Road~Liverpool~NY~13090~Nonprofit~Treasurer/Comptroller~1/1/2014~2hrs~2hrs~Board Member, Treasurer. Monthly meetings & Treasurer's Report 4) Mario Bottoni, CPA, PC 117 Highbridge Street~Fayetteville~NY~13066~Tax Preparation/Accounting~President~1/1/2005~160hrs~120hrs~Provide accounting, bookkeeping, payroll, and tax preparation services 5) Purple investors Group, LLC 320 Fayette Street~Manlius~NY~13104~Real Estate~Partner/General Partner~10/26/2015~1hrs~1hrs~Yearly tax return. This entity owns our office building
CRS (Client Relationship Summary) - RIA
Click below to view Mauro U Bottoni's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 320 Fayette St, Manilus, NY 13104RIA
CRD#: 105644
MANILUS, NY
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 320 Fayette St, Manlius, NY 13104BD
CRD#: 13572
Manlius, NY
Past
September 11, 2021 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Manlius, NY
Past
July 14, 2015 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Manlius, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Maine(9/5/2025)
RR
New York(9/5/2025)
IAR
New York(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Manilus, NY 13104TRUST BUT VERIFY
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