Magdalene Dow
Professional summary
Magdalene Dow, who also goes by Magdalene Estrada, Magdalene Roy, is a registered financial professional currently at DAVIS DISTRIBUTORS, LLC located in Tucson, Arizona.
Magdalene is registered as a RR (Registered Representative) and started their career in finance in 2016. Magdalene has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Magdalene Dow's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 18, 2019 - Present
DAVIS DISTRIBUTORS, LLC
Office #1: 3600 E. Hemisphere Loop, Tucson, AZ 85706August 1, 2016 - October 3, 2017
ADP BROKER-DEALER, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/24/2019)
Exams
FINRA
Current Firm
DAVIS DISTRIBUTORS, LLC
CRD#: 7975 / SEC#: , 8-39258
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DAVIS SELECTED ADVISERS, L.P. | SHAREHOLDER | |
| COHEN, LISA J | CHIEF LEGAL OFFICER AND SECRETARY | 6539159 |
| DAVIS SELECTED ADVISERS- NY, INC. | SHAREHOLDER | |
| EICH, KENNETH CHARLES | CHIEF OPERATIONS OFFICER & PRESIDENT | 1945051 |
| MCLOUGHRY, MICHAELA | CHIEF COMPLIANCE OFFICER | 5005041 |
| TYC, GARY PAUL | CHIEF FINANCIAL OFFICER,VICE PRESIDENT, TREASURER & SECRETARY | 1113505 |
| WIESE, RUSSELL OTIS | CHIEF MARKETING OFFICER | 2590996 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
