Michael A. Hodges
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Allen Hodges was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2016. Michael had worked at 5 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2025 - October 24, 2025
EDGEMONT CAPITAL PARTNERS, L.P.
October 11, 2023 - January 29, 2025
STOUT CAPITAL, LLC
October 30, 2020 - August 11, 2022
JOSEPH GUNNAR & CO. LLC
February 22, 2017 - April 27, 2017
LADENBURG THALMANN & CO. INC.
September 19, 2016 - February 15, 2017
MIDTOWN PARTNERS
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 12/4/2020
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 10/30/2020
General Securities Representative ExaminationCurrent Firm
EDGEMONT CAPITAL PARTNERS, L.P.
CRD#: 122572 / SEC#: , 8-65521
Contact information
FINRA licenses (10 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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