RK
Rachel E. Kalivas
VALLEY FORGE INVESTMENT CONSULTANTS
Audubon, PA 19403
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CRD#: 6493008
RK
Professional summary
Rachel Elizabeth Kalivas, AIF®, CFP®, who also goes by Rachel Elizabeth Rieder, is a registered financial advisor currently at VALLEY FORGE INVESTMENT CONSULTANTS, INC. located in Audubon, Pennsylvania and M HOLDINGS SECURITIES, INC. located in Audubon, Pennsylvania.
Rachel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Rachel has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rachel Elizabeth Rieder
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Investment Advisor Representative, Valley Forge Investment Consultants, Inc. 2500 Monroe Blvd., Suite 100, Audubon, PA 19403, Start: 01/2017; 30 hours week. (2) Registered Representative, M Holdings Securities, Inc. Main Office Address: 1125 N.W. Couch Street, Suite 900, Portland, OR 97209; Branch Office Address: 2500 Monroe Blvd., Suite 100, Audubon, PA 19403, Start: 01/2017; 10 hours week (3) Collier Family Advisory Board; 17 West Burd Street, Shippensburg, PA 17257; 03/11/2021; Advisory Board Member; Non-fiduciary position on an advisory board to oversee the family affairs; Not Investment Related; 2 hours/month; 2 hours/month during business hours; Commissions. (4) VALLEY FORGE FINANCIAL GROUP; 2500 MONROE BLVD., SUITE 100, AUDUBON, PA 19403; 08/13/2021; ESTATE PLANNING, LIFE INSURANCE, EXECUTIVE COMPENSATION; INVESTMENT RELATED; 2 HOURS/MONTH; 2 HOURS/MONTH DURING BUSINESS HOURS; NO COMPENSATION. (5) VALLEY FORGE INVESTMENT CONSULTANTS, INC.; 2500 MONROE BLVD SUITE 100 AUDUBON, PA 19403; REGISTERED INVESTMENT ADVISOR; INVESTMENT RELATED; INVESTMENT ADVISOR; WORK WITH CLIENTS TO PROVIDE FINANCIAL ADVICE; 01/03/2017; 160 HOURS PER MONTH; 160 HOURS PER MONTH DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Rachel Elizabeth Kalivas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
February 7, 2017 - Present
VALLEY FORGE INVESTMENT CONSULTANTS, INC.
Office #1: 2500 Monroe Blvd. Suite 100, Audubon, PA 19403RIA
CRD#: 123898
Audubon, PA
Current
January 30, 2017 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 2500 Monroe Blvd. Ste. 100, Audubon, PA 19403RIA
BD
CRD#: 43285
Audubon, PA
Past
September 17, 2015 - January 3, 2017
MORGAN STANLEY
RIA
CRD#: 149777
WEST CONSHOHOCKEN, PA
Past
July 28, 2015 - January 3, 2017
MORGAN STANLEY
BD
CRD#: 149777
WEST CONSHOHOCKEN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALLEY FORGE INVESTMENT CONSULTANTS, INC.
PENN LIBERTY BANK | VALLEY FORGE INVESTMENT CONSULTANTS, INC. | VALLEY FORGE FINANCIAL GROUP
CRD#: 123898 / SEC#: 801-107519
RIA
Registered Investment Advisory firm - (3/30/2016 Approved)Pennsylvania
Registered Investment Advisory firm - (4/22/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Pennsylvania(1/30/2017)
IAR
Pennsylvania(2/7/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VALLEY FORGE INVESTMENT CONSULTANTS, INC.
PENN LIBERTY BANK | VALLEY FORGE INVESTMENT CONSULTANTS, INC. | VALLEY FORGE FINANCIAL GROUP
CRD#: 123898 / SEC#: 801-107519
RIA
Registered Investment Advisory firm - (3/30/2016 Approved)Pennsylvania
Registered Investment Advisory firm - (4/22/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2500 Monroe Blvd. Suite 100, Audubon, PA 19403
Mailing Address
Phone number
(610) 783-6650
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,111 |
| AUM (Assets Under Management) | $ 2,838,109,788 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
