NM
Nicholas J. Mckinley
STATE FARM INVESTMENT MANAGEMENT
Marion, IN 46953
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CRD#: 6492411
NM
Professional summary
Nicholas James Mckinley, who also goes by Nick Mckinley, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Marion, Indiana and STATE FARM VP MANAGEMENT CORP. located in Dunwoody, Georgia.
Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Nicholas has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nick Mckinley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Indiana Wesleyan University; non-investment-related; 4201 S Washington St, Marion, IN 46953; education; employee; 9/4/2021; 10; 0; Public Address Announcer for Football (5-6 home games per year). 2) Nicholas McKinley's Insurance Agency; Insurance Agency; Investment-related; 924 W 26th St Marion, IN 46953-2933; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 03/01/2016; 80; 80; Service customers and supervise employees 3) DJ Sound Solution; non-investment-related; 16659 Ayshire Dr Fishers, IN 46037; Service Industry; independent contractor; 11/25/2022; 12; 0; none. 4) City of Marion - Common Council; non-investment-related; 301 S Brandon St Marion IN 56952; Association/Committee/Council; public service; elected official; President 01/20/2023; 4; 0; In your role, discuss or advise on benefit plans for the organization, Review bank statements, The Council is responsible for the passage of ordinances and appropriation of monies. Member of the common council are part-time elected officials who service a term of four years. 5) Marion High School; Non-Investment-Related; 750 W 26th St Marion IN 46953; Other - PA Announcer for high school football and basketball games; Part time; 11/01/2018; 24hrs; I was trying to just volunteer to be the new PA announcer but apparently, they have to put me on payroll. I will be doing the in-arena announcing for the football games and boys/girls' basketball games. 6) Grant County Republican Party; non-investment-related; PO Box 1161, Marion, IN 46952; Public Service; Officer; Chairman; 03/01/2025; 5;0; I am running to be Chair of the County Party. The role is to be the presiding officer over the party. There are other roles like Secretary, Vice Chair, and Treasurer that handle other things. My role would be to help fundraise and organize the party. The vote will be on March 1st by all of the County's Precinct Committeemen.
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas James Mckinley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 5, 2023 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 924 W 26th St, Marion, IN 46953RIA
CRD#: 3487
Marion, IN
Current
June 17, 2015 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 237 Perimeter Center Pkwy Ne, Dunwoody, GA 30346BD
CRD#: 43036
Dunwoody, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Indiana(6/22/2015)
IAR
Indiana(12/5/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
