Steven C. Smith

M&T SECURITIES

BUFFALO, NY 14203

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CRD#: 6491266

Professional summary

Steven Charles Smith is a registered financial professional currently at M&T SECURITIES, INC. located in Buffalo, New York.

Steven is registered as a RR (Registered Representative) and started their career in finance in 2016. Steven has worked at 2 firms and has passed the Series 66, SIE, Series 52, Series 7 and Series 53 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven Charles Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 26, 2026 - Present

M&T SECURITIES, INC.

Office #1: Financial And Operations 575 Main Street, Buffalo, NY 14203

CRD#: 17358

BUFFALO, NY

Past

June 9, 2021 - July 14, 2026

LPL FINANCIAL LLC

RIA

CRD#: 6413

BUFFALO, NY

Past

June 9, 2021 - July 14, 2026

LPL FINANCIAL LLC

CRD#: 6413

BUFFALO, NY

Past

April 7, 2017 - November 30, 2021

M&T SECURITIES, INC.

RIA

CRD#: 17358

BALTIMORE, MD

Past

May 17, 2016 - November 30, 2021

M&T SECURITIES, INC.

CRD#: 17358

BALTIMORE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(5/26/2026)

Colorado
(5/26/2026)

Connecticut
(5/26/2026)

Delaware
(5/26/2026)

District of Columbia
(5/26/2026)

Florida
(5/26/2026)

Georgia
(5/26/2026)

Maine
(5/26/2026)

Maryland
(5/26/2026)

Massachusetts
(5/26/2026)

Nevada
(5/26/2026)

New Hampshire
(5/26/2026)

New Jersey
(5/26/2026)

New York
(5/26/2026)

North Carolina
(5/26/2026)

Ohio
(5/26/2026)

Pennsylvania
(5/26/2026)

Rhode Island
(5/26/2026)

Texas
(5/26/2026)

Vermont
(5/26/2026)

Virginia
(5/26/2026)

Washington
(5/26/2026)

West Virginia
(5/26/2026)

Exams

State Security Law Exam

IAR

Series 66

Date: 4/6/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 52

Date: 5/16/2017

Municipal Securities Representative Examination

General Industry/Product Exam

Series 7

Date: 5/17/2016

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 11/6/2020

Municipal Securities Principal Examination

SRO Registrations

FINRA

Current Firm

M&T SECURITIES, INC.

M&T DISCOUNT BROKERAGE SERVICES, INC. | M&T SECURITIES, INC.

CRD#: 17358 / SEC#: , 8-35185

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

1 Light Street Suite 2000, Buffalo, NY 14202

Mailing Address

1 Light Street, Baltimore, MD 21202

Phone number

(410) 244-4307

Established

New York since 11/13/1985

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

901

FINRA licenses (24 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
M&T BANK CORPORATION	SHAREHOLDER
BRETT, MICHELLE THERESE	DIRECTOR	7965730
COLLINS, ATWOOD III	DIRECTOR	5634496
DETTMANN, BRIAN JOHN	DIRECTOR	4659106
GIORGIO, HUGH EVANS	DIRECTOR	7535939
HOGAN, PAUL JOSEPH	DIRECTOR	2849151
NEWCOMB, MICHAEL FRANCIS II	DIRECTOR	2097837
PETRUS, TANYA MARIE	PRINCIPAL FINANCIAL OFFICER/FINOP	4848556
REILLY, MICHAEL MACKAY	DIRECTOR	4575618
REMORENKO, ALEXSANDRA	PRESIDENT	5699601
REMORENKO, ALEXSANDRA	CHIEF COMPLIANCE OFFICER	5699601

Disclosures

Regulatory Event	6
Arbitration	1
Bond	1

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven C. Smith

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven Charles Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

M&T SECURITIES, INC.

M&T SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/6/2017

SIE

Date: 10/1/2018

Series 52

Date: 5/16/2017

Series 7

Date: 5/17/2016

Series 53

Date: 11/6/2020

FINRA

Current Firm

M&T SECURITIES, INC.

Contact information

FINRA licenses (24 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

M&T SECURITIES, INC.

TRUST BUT VERIFY

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