Francis Romano Iii
Professional summary
Francis Romano Iii is a registered financial professional currently at ICE BONDS SECURITIES CORPORATION located in New York, New York.
Francis is registered as a RR (Registered Representative) and started their career in finance in 2015. Francis has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Francis Romano Iii's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2018 - Present
ICE BONDS SECURITIES CORPORATION
Office #1: 1345 Avenue Of The Americas 8th Floor, New York, NY 10105April 15, 2019 - June 3, 2020
TMC BONDS L.L.C.
August 4, 2015 - January 5, 2018
VIRTU AMERICAS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2018)
(5/9/2022)
(1/2/2018)
(8/21/2019)
(1/2/2018)
Exams
FINRA
Current Firm
ICE BONDS SECURITIES CORPORATION
CRD#: 123635 / SEC#: , 8-65601
Contact information
FINRA licenses (5 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CREDITTRADE INC. | SHAREHOLDER | |
| BORSTELMANN, PETER L | PRESIDENT/DIRECTOR | 4825965 |
| EILEN, JEFFREY PHILIP | CHIEF COMPLIANCE OFFICER | 6149705 |
| FICARRA, THOMAS JOSEPH | DIRECTOR | 5502295 |
| LANSING, RYAN WILLIAM | DIRECTOR | 5408916 |
| MCKISSICK, JOHN JOSEPH | PRINCIPAL OPERATIONS OFFICER | 4939416 |
| THOMASSON, SEAN JOSEPH | FINANCIAL PRINCIPAL | 5124423 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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