RB
Richard A. Bavetz
J. W. COLE ADVISORS
Creve Coeur, MO
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CRD#: 6490328
RB
Professional summary
Richard Allen Bavetz JR, who also goes by Richard Allen Bavetz, Rick Bavetz, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Creve Coeur, Missouri.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Richard has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Richard Allen Bavetz | Rick Bavetz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CARINGTON FINANCIAL & INSURANCE SERVICES (DBA) - 303 N. Stadium Blvd, Suite 200, Columbia, MO 65203 (Carington Corp); 2660 Townsgate Road Suite 110, Westlake Village CA 91361 (Carington) - INSURANCE AGENCY/ MARKETING & SALES OF LIFE INSURANCE PRODUCTS - OWNER/INSURANCE AGENT - START DATE 01/2008 - DEVOTE 100 HOURS PER MONTH, ALL DURING TRADING HOURS - MARKETING & SALES OF LIFE INSURANCE PRODUCTS, ADMINISTRATIVE DUTIES. 2) SOCIETY OF FINANCIAL AWARENESS (SOFA) - 3914 MURPHY CANYON ROAD, SUITE A125, SAN DIEGO, CA 92123 - FINANCIAL LITERACY TRAINING/COUNSELING - START DATE 2014 - NON-PROFIT - DEVOTE 15 HOURS PER MONTH, ALL DURING TRADING HOURS. 3) FEDERAL BENEFITS ADVISORY - 11601 WILSHIRE BLVD SUITE 500, LOS ANGELES, CA 90025 - EMPLOYEE BENEFITS EDUCATION & TRAINING - START DATE: 2016 - NON-PROFIT - DEVOTE 15 HOURS PER MONTH, ALL DURING TRADING HOURS. 4) REAL ESTATE LICENSEE - 303 N Stadium Blvd, Suite 200, Columbia, MO 65203 - MAINTAINS A VALID REAL ESTATE LICENSE - NOT AFFILIATED WITH A REAL ESTATE BROKER NOR PERFORM REAL ESTATE TRANSACTIONS - START DATE 2/1987 - NOT INVESTMENT-RELATED - 0 HOURS DEVOTED PER MONTH.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Allen Bavetz JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 17, 2019 - Present
J. W. COLE ADVISORS, INC.
Office #2: 2660 Townsgate Road Suite 110, Westlake Village, CA 91361Office #3: 303 North Stadium Boulevard Suite 200, Columbia, MO 65203RIA
CRD#: 112294
Creve Coeur, MO
Past
May 16, 2018 - April 23, 2019
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
RIA
CRD#: 132070
Westlake Village, CA
Past
February 1, 2018 - May 9, 2018
GRADIENT ADVISORS, LLC
RIA
CRD#: 152665
Westlake Village, CA
Past
May 11, 2015 - December 31, 2017
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
RIA
CRD#: 132070
WESTLAKE VILLAGE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/17/2019)
IAR
Missouri(4/17/2019)
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
