Dustin M. Holt

SAGE CAPITAL ADVISORS

La Jolla, CA 92037

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CRD#: 6490120

Professional summary

Dustin Michael Holt, who also goes by Dustin Holt, is a registered financial advisor currently at SAGE CAPITAL ADVISORS, LLC located in La Jolla, California.

Dustin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Dustin has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dustin Holt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Holt acts as a sales agent of various insurance companies. This activity is done by Mr. Holt as an individual and not via Sage. In this capacity, Mr. Holt may receive sales commissions and other revenues. These commissions may cause Mr. Holt to have a conflict of interest in recommending an insurance firm. Sage clients are never obligated to purchase insurance products from Mr. Holt.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dustin Michael Holt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 19, 2020 - Present

SAGE CAPITAL ADVISORS, LLC

Office #1: 5672 La Jolla Blvd., La Jolla, CA 92037

RIA

CRD#: 136577

La Jolla, CA

Past

April 30, 2018 - October 14, 2020

TRILOGY CAPITAL, INC.

RIA

CRD#: 281597

San Diego, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAGE CAPITAL ADVISORS, LLC

BAYOU CITY INVESTMENT ADVISORS | SAGE CAPITAL ADVISORS, LLC | MALONE CAPITAL ADVISORS, LLC | DYER WEALTH MANAGEMENT

CRD#: 136577 / SEC#: 801-64637

RIA

Registered Investment Advisory firm - (8/22/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/19/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/30/2018

Uniform Investment Adviser Law Examination

Current Firm

SAGE CAPITAL ADVISORS, LLC

BAYOU CITY INVESTMENT ADVISORS | SAGE CAPITAL ADVISORS, LLC | MALONE CAPITAL ADVISORS, LLC | DYER WEALTH MANAGEMENT

CRD#: 136577 / SEC#: 801-64637

RIA

Registered Investment Advisory firm - (8/22/2005 Approved)

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Contact information

Main Address

122 S. Phillips Avenue, Suite 260, Sioux Falls, SD 57104

Mailing Address

Phone number

(844) 279-7243

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAGE CAPITAL ADVISORS - ADV PART 2A (9/29/2025)

BAYOU CITY INVESTMENT ADVISORS - ADV PART 2A (9/29/2025)

DYER WEALTH MANAGEMENT FORM ADV 2A (9/29/2025)

MALONE CAPITAL ADVISORS - PART 2A (9/29/2025)

Regulatory assets under management

Total Number of Accounts	522
AUM (Assets Under Management)	$ 629,817,774

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dustin M. Holt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dustin Michael Holt's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAGE CAPITAL ADVISORS, LLC

TRILOGY CAPITAL, INC.

Primary Firm SEC Registration

SAGE CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/30/2018

Current Firm

SAGE CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAGE CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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