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EB

Elmer N. Baldwin

CHERRY TREE & ASSOCIATES
Minnetonka, MN 55305
Some features on this profile are disabled
CRD#: 6489983
EB

Professional summary

Elmer Nutmann Baldwin is a registered financial professional currently at CHERRY TREE & ASSOCIATES, LLC located in Minnetonka, Minnesota.

Elmer is registered as a RR (Registered Representative) and started their career in finance in 2015. Elmer has worked at 1 firm and has passed the Series 63, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Elmer Nutmann Baldwin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 17, 2015 - Present

CHERRY TREE & ASSOCIATES, LLC

Office #1: 301 Carlson Parkway Suite103, Minnetonka, MN 55305
BD
CRD#: 115151
Minnetonka, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Minnesota
(12/14/2015)

Exams

State Security Law Exam
RR
Series 63
Date: 12/14/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 11/16/2015
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CT
CHERRY TREE & ASSOCIATES, LLC
CHERRY TREE & ASSOCIATES, LLC | CTD SECURITIES, LLC | CHERRY TREE SECURITIES, LLC

CRD#: 115151 / SEC#: , 8-53469

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
301 Carlson Parkway Suite103, Minnetonka, MN 55305
Mailing Address
301 Carlson Parkway Suite 103, Minnetonka, MN 55305
Phone number
(952) 893-9012
Established
Minnesota since 07/27/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ADAM SMITH COMPANIES, LLCMEMBER
STOFER, GORDON FAIRCHILD JREXECUTIVE CHAIRMAN, MEMBER, ELECTED MANAGER1514353
JOHNSON, CHAD ERICMANAGING PARTNER, MEMBER, CO-CEO2326438
LATZKE, DAVID GERALDMANAGING PARTNER, MEMBER, CO-CEO5291398
BORTNEM, JANE MARIEFINANCIAL AND OPERATING PRINCIPAL, CHIEF COMPLIANCE OFFICER, MEMBER4451428
GUSENIUS, MIKKEL STEPHENMANAGING DIRECTOR, MEMBER5364764

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CHERRY TREE & ASSOCIATES, LLC

CRD#: 115151Minnetonka, MN 55305

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