Robert Williams

SCHWAB WEALTH ADVISORY

Westlake, TX 76262

Some features on this profile are disabled

CRD#: 6489917

Professional summary

Robert Williams, who also goes by Robert W Williams, Robert Wade Williams, Wade Williams, Wade Williams, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Westlake, Texas and CHARLES SCHWAB & CO., INC. located in Westlake, Texas.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Robert has worked at 12 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 22 exams.

Aliases

Robert W Williams | Robert Wade Williams | Wade Williams | Wade Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Williams's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 9, 2026 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 3000 Schwab Way, Westlake, TX 76262

RIA

CRD#: 159035

Westlake, TX

Current

July 8, 2026 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 3000 Schwab Way, Westlake, TX 76262

RIA

CRD#: 5393

Westlake, TX

Past

May 10, 2023 - June 26, 2026

EMPOWER ADVISORY GROUP, LLC

RIA

CRD#: 112058

Dallas, TX

Past

May 10, 2023 - June 26, 2026

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

September 24, 2021 - April 26, 2023

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

Plano, TX

Past

September 23, 2021 - April 26, 2023

VANGUARD MARKETING CORPORATION

CRD#: 7452

Plano, TX

Past

July 14, 2020 - August 27, 2021

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

PLANO, TX

Past

February 19, 2020 - August 27, 2021

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

PLANO, TX

Past

October 30, 2018 - February 13, 2020

BBVA SECURITIES INC.

CRD#: 27060

DALLAS, TX

Past

May 19, 2017 - October 12, 2018

PRUCO SECURITIES, LLC.

CRD#: 5685

IRVING, TX

Past

June 27, 2016 - August 24, 2016

GRAND FINANCIAL, INC.

CRD#: 19571

ADDISON, TX

Past

March 8, 2016 - June 24, 2016

REEF SECURITIES, INC.

CRD#: 31951

RICHARDSON, TX

Past

July 14, 2015 - March 30, 2016

TEXAS E&P PARTNERS, INC.

CRD#: 127228

RICHARDSON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(7/9/2026)

IAR

Texas
(7/9/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/10/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/4/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/30/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/19/2017

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 6/26/2015

Direct Participation Programs Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

9800 Schwab Way, Lone Tree, CO 80124

Mailing Address

Phone number

(415) 667-7000

Established

Firm type

Fiscal year end

# of Employees

1,042

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (12/11/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Alvarez

EDWARD JONES

IAR

GRAPEVINE, TX

Sean Leonard

LPL FINANCIAL LLC

IAR

HURST, TX

Ramon Aguirre

MONEY CONCEPTS CAPITAL CORP

IAR

Fort Worth, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Robert Williams

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

EMPOWER ADVISORY GROUP, LLC

EMPOWER FINANCIAL SERVICES, INC.

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

BBVA SECURITIES INC.

PRUCO SECURITIES, LLC.

GRAND FINANCIAL, INC.

REEF SECURITIES, INC.

TEXAS E&P PARTNERS, INC.

Primary Firm SEC Registration

SCHWAB WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/10/2020

Series 63

Date: 5/4/2015

Series 7TO

Date: 9/30/2020

SIE

Date: 10/1/2018

Series 6

Date: 5/19/2017

Series 22

Date: 6/26/2015

FINRA

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHWAB WEALTH ADVISORY, INC.

TRUST BUT VERIFY

Similar Advisors