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SS

Samuel Snapp

AQR INVESTMENTS
Greenwich, CT 06830
Some features on this profile are disabled
CRD#: 6489639
SS

Professional summary

Samuel Snapp, CIMA®, who also goes by Samuel James Snapp Mr., Samuel James Snapp, Samuel Snapp, is a registered financial professional currently at AQR INVESTMENTS, LLC located in Greenwich, Connecticut.

Samuel is registered as a RR (Registered Representative) and started their career in finance in 2020. Samuel has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Samuel James Snapp Mr. | Samuel James Snapp | Samuel Snapp

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Samuel Snapp's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CIMA®

Certified Investment Management Analyst

Experience

Current

May 20, 2026 - Present

AQR INVESTMENTS, LLC

Office #1: One Greenwich Plaza Suite 130, Greenwich, CT 06830
BD
CRD#: 289244
Greenwich, CT
Past

November 28, 2022 - May 4, 2026

BLACKROCK INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 108928
PRINCETON, NJ
Past

November 25, 2022 - May 4, 2026

BLACKROCK INVESTMENTS, LLC

BD
CRD#: 38642
SAN FRANCISCO, CA
Past

May 28, 2020 - May 26, 2022

CAPITAL CLIENT GROUP, INC.

RIA
CRD#: 6247
SAN ANTONIO, TX
Past

February 6, 2020 - May 26, 2022

CAPITAL CLIENT GROUP, INC.

BD
CRD#: 6247
SAN ANTONIO, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/20/2026)
RR
Alaska
(5/20/2026)
RR
Arizona
(5/20/2026)
RR
Arkansas
(5/20/2026)
RR
California
(5/20/2026)
RR
Colorado
(5/20/2026)
RR
Connecticut
(5/20/2026)
RR
Delaware
(5/20/2026)
RR
District of Columbia
(5/20/2026)
RR
Florida
(5/20/2026)
RR
Georgia
(5/20/2026)
RR
Hawaii
(5/20/2026)
RR
Idaho
(5/20/2026)
RR
Illinois
(5/20/2026)
RR
Indiana
(5/20/2026)
RR
Iowa
(5/20/2026)
RR
Kansas
(5/20/2026)
RR
Kentucky
(5/20/2026)
RR
Louisiana
(5/20/2026)
RR
Maine
(5/20/2026)
RR
Maryland
(5/20/2026)
RR
Massachusetts
(5/20/2026)
RR
Michigan
(5/20/2026)
RR
Minnesota
(5/20/2026)
RR
Mississippi
(5/20/2026)
RR
Missouri
(5/20/2026)
RR
Montana
(5/20/2026)
RR
Nebraska
(5/20/2026)
RR
Nevada
(5/20/2026)
RR
New Hampshire
(5/20/2026)
RR
New Jersey
(5/20/2026)
RR
New Mexico
(5/20/2026)
RR
New York
(5/20/2026)
RR
North Carolina
(5/20/2026)
RR
North Dakota
(5/20/2026)
RR
Ohio
(5/20/2026)
RR
Oklahoma
(5/20/2026)
RR
Oregon
(5/20/2026)
RR
Pennsylvania
(5/20/2026)
RR
Rhode Island
(5/20/2026)
RR
South Carolina
(5/20/2026)
RR
South Dakota
(5/20/2026)
RR
Tennessee
(5/20/2026)
RR
Texas
(5/20/2026)
RR
Utah
(5/20/2026)
RR
Vermont
(5/20/2026)
RR
Virginia
(5/20/2026)
RR
Washington
(5/20/2026)
RR
West Virginia
(5/20/2026)
RR
Wisconsin
(5/20/2026)
RR
Wyoming
(5/20/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/28/2020
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/28/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/30/2020
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 2/6/2020
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/5/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

AI
AQR INVESTMENTS, LLC
AQR INVESTMENTS, LLC

CRD#: 289244 / SEC#: , 8-69990

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
One Greenwich Plaza Suite 130, Greenwich, CT 06830
Mailing Address
One Greenwich Plaza Suite 130, Greenwich, CT 06830
Phone number
(203) 742-3600
Established
Delaware since 03/15/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AQR CAPITAL MANAGEMENT HOLDINGS (B-D), LLCPARENT COMPANY
ANDRADE, GREGOR MASINICHIEF EXECUTIVE OFFICER2265718
HOWARD, JOHN BRADLEYBOARD OF MANAGERS3132622
KABILLER, DAVID GARYBOARD OF MANAGERS1736385
MELLAS, STEPHEN JOSEPHBOARD OF MANAGERS1505043
PRINCE, STEPHANIE NICOLECHIEF COMPLIANCE OFFICER2618015
RYAN, PATRICK EDMUNDCHIEF FINANCIAL OFFICER2822527
WILLCOX, HERBERT JAMESBOARD OF MANAGERS & CHIEF LEGAL OFFICER1868426

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AQR INVESTMENTS, LLC

CRD#: 289244Greenwich, CT 06830

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