SS
Samuel J. Snapp
BLACKROCK INVESTMENT MANAGEMENT
Princeton, NJ 08540
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CRD#: 6489639
SS
Professional summary
Samuel James Snapp, CIMA®, who also goes by Samuel James Snapp Mr., Samuel James Snapp, Samuel Snapp, is a registered financial advisor currently at BLACKROCK INVESTMENT MANAGEMENT, LLC located in Princeton, New Jersey and BLACKROCK INVESTMENTS, LLC located in San Francisco, California.
Samuel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Samuel has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Samuel James Snapp Mr. | Samuel James Snapp | Samuel Snapp
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Samuel James Snapp's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 28, 2022 - Present
BLACKROCK INVESTMENT MANAGEMENT, LLC
Office #1: 1 University Square Drive, Princeton, NJ 08540Office #2: 400 Howard Street, San Francisco, CA 94105RIA
CRD#: 108928
Princeton, NJ
Current
November 25, 2022 - Present
BLACKROCK INVESTMENTS, LLC
Office #1: 400 Howard Street, San Francisco, CA 94105BD
CRD#: 38642
San Francisco, CA
Past
May 28, 2020 - May 26, 2022
CAPITAL CLIENT GROUP, INC.
RIA
CRD#: 6247
SAN ANTONIO, TX
Past
February 6, 2020 - May 26, 2022
CAPITAL CLIENT GROUP, INC.
BD
CRD#: 6247
SAN ANTONIO, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BI
BLACKROCK INVESTMENT MANAGEMENT, LLC
BLACKROCK INVESTMENT MANAGEMENT LLC | QA ADVISERS LLC | MERRILL LYNCH QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-ALTERNATIVE STRATEGIES | MERRILL LYNCH INVESTMENT MANAGERS, LLC | MERRILL LYNCH INVESTMENT MANAGERS - FIXED INCOME | MERRILL LYNCH GLOBAL SECURITIES FINANCING | BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
RIA
Registered Investment Advisory firm - (11/9/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/28/2023)
RR
Alaska(2/28/2023)
RR
Arizona(11/25/2022)
RR
Arkansas(2/28/2023)
RR
California(11/25/2022)
IAR
California(11/28/2022)
RR
Colorado(2/28/2023)
RR
Connecticut(2/28/2023)
RR
Delaware(2/28/2023)
RR
District of Columbia(2/28/2023)
RR
Florida(2/28/2023)
RR
Georgia(2/28/2023)
RR
Hawaii(2/28/2023)
RR
Idaho(2/28/2023)
RR
Illinois(2/28/2023)
RR
Indiana(2/28/2023)
RR
Iowa(2/28/2023)
RR
Kansas(2/28/2023)
RR
Kentucky(2/28/2023)
RR
Louisiana(2/28/2023)
RR
Maine(2/28/2023)
RR
Maryland(2/28/2023)
RR
Massachusetts(2/28/2023)
RR
Michigan(2/28/2023)
RR
Minnesota(2/28/2023)
RR
Mississippi(2/28/2023)
RR
Missouri(2/28/2023)
RR
Montana(2/28/2023)
RR
Nebraska(2/28/2023)
RR
Nevada(11/25/2022)
RR
New Hampshire(2/28/2023)
RR
New Jersey(11/25/2022)
IAR
New Jersey(11/28/2022)
RR
New Mexico(11/25/2022)
RR
New York(11/25/2022)
RR
North Carolina(2/28/2023)
RR
North Dakota(2/28/2023)
RR
Ohio(3/1/2023)
RR
Oklahoma(2/28/2023)
RR
Oregon(2/28/2023)
RR
Pennsylvania(2/28/2023)
RR
Rhode Island(2/28/2023)
RR
South Carolina(2/28/2023)
RR
South Dakota(2/28/2023)
RR
Tennessee(2/28/2023)
RR
Texas(2/28/2023)
RR
Utah(2/28/2023)
RR
Vermont(2/28/2023)
RR
Virginia(2/28/2023)
RR
Washington(2/28/2023)
RR
West Virginia(2/28/2023)
RR
Wisconsin(2/28/2023)
RR
Wyoming(2/28/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/30/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 2/6/2020
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BI
BLACKROCK INVESTMENT MANAGEMENT, LLC
BLACKROCK INVESTMENT MANAGEMENT LLC | QA ADVISERS LLC | MERRILL LYNCH QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-ALTERNATIVE STRATEGIES | MERRILL LYNCH INVESTMENT MANAGERS, LLC | MERRILL LYNCH INVESTMENT MANAGERS - FIXED INCOME | MERRILL LYNCH GLOBAL SECURITIES FINANCING | BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
RIA
Registered Investment Advisory firm - (11/9/1999 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 University Square Drive, Princeton, NJ 08540
Mailing Address
Phone number
(609) 282-2000
Established
Firm type
Fiscal year end
# of Employees
1,457
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 48,659 |
| AUM (Assets Under Management) | $ 508,159,772,327 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 10/24/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928Princeton, NJ 08540TRUST BUT VERIFY
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