BC
Bryan Caulkins
PROXY WEALTH ADVISORS LLC
WINDERMERE, FL 34786
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CRD#: 6489532
BC
Professional summary
Bryan Caulkins, who also goes by Bryan Wellington Caulkins, is a registered financial advisor currently at PROXY WEALTH ADVISORS LLC located in Windermere, Florida and PROXY FREEDOM located in Winter Park, Florida.
Bryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Bryan has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bryan Wellington Caulkins
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. PROXY FINANCIAL CORP, 19505 Biscayne Blvd, Ste 2350, Aventura FL 33180, United States, 07/18/2022, Owner, Holding Company, NIR, 0 HR/MO - 0 HR/MO TRADING 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 06/11/2025 3. Proxy Advisory Group, Winter Garden FL 34787, United States, 09/2025, Founder, DBA Name, Investment Related, 160 HR/MO, 120 HR/MO Trading
CRS (Client Relationship Summary) - RIA
Click below to view Bryan Caulkins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 19, 2023 - Present
PROXY WEALTH ADVISORS LLC
Office #1: 9100 Conroy Windermere Rd. Suite 217, Windermere, FL 34786RIA
CRD#: 298080
WINDERMERE, FL
Current
June 30, 2023 - Present
PROXY FREEDOM
RIA
CRD#: 324749
Winter Park, FL
Current
June 17, 2025 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #3: 877 Ygnacio Valley Rd., Walnut Creek, CA 94596RIA
CRD#: 134139
Winter Garden, FL
Current
June 17, 2025 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #2: 877 Ygnacio Valley Rd. Ste. 220, Walnut Creek, CA 94596BD
CRD#: 39543
Winter Garden, FL
Past
September 21, 2022 - June 25, 2025
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
RIA
CRD#: 20804
WALNUT CREEK, CA
Past
September 20, 2022 - June 25, 2025
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
WALNUT CREEK, CA
Past
May 19, 2019 - January 4, 2021
DALMORE GROUP LLC
BD
CRD#: 136352
WOODMERE, NY
Past
August 13, 2018 - September 15, 2022
PROXY WEALTH ADVISORS LLC
RIA
CRD#: 298080
Aventura, FL
Past
July 6, 2018 - July 13, 2018
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
MAITLAND, FL
Past
October 23, 2017 - July 13, 2018
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
MAITLAND, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/17/2025)
IAR
California(2/19/2023)
RR
California(6/17/2025)
RR
Colorado(6/17/2025)
IAR
Florida(4/7/2023)
RR
Florida(6/17/2025)
RR
Idaho(6/17/2025)
RR
Illinois(6/17/2025)
RR
Indiana(6/17/2025)
RR
Kansas(6/17/2025)
RR
Maine(6/17/2025)
RR
Maryland(6/17/2025)
RR
Michigan(6/17/2025)
RR
Missouri(6/17/2025)
RR
Nevada(6/17/2025)
RR
New Hampshire(6/17/2025)
RR
New Jersey(6/17/2025)
RR
New Mexico(6/17/2025)
RR
New York(6/17/2025)
RR
North Carolina(6/17/2025)
RR
Ohio(6/17/2025)
RR
Oregon(6/17/2025)
RR
Pennsylvania(6/17/2025)
RR
South Carolina(6/17/2025)
RR
Texas(6/17/2025)
IAR
Texas(6/17/2025)
RR
Virginia(6/17/2025)
RR
Washington(6/17/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
