James A. Carrel
Professional summary
James Allen Carrel, who also goes by James Carrel, Jim Carrel, is a registered financial professional currently at BROOKLIGHT PLACE SECURITIES, INC. located in Perry, Michigan.
James is registered as a RR (Registered Representative) and started their career in finance in 2015. James has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Allen Carrel's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 22, 2019 - Present
BROOKLIGHT PLACE SECURITIES, INC.
May 26, 2016 - March 12, 2019
BANKERS LIFE SECURITIES, INC.
June 22, 2015 - May 26, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/22/2019)
Exams
FINRA
Current Firm
BROOKLIGHT PLACE SECURITIES, INC.
CRD#: 15764 / SEC#: 801-61232, 8-32673
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRAC ENTERPRISES LLC | SHAREHOLDER | |
| BROKERS ALLIANCE, INC. | SHAREHOLDER | |
| TRUHLAR, CHARLES ANTHONY | OWNER OF SHAREHOLDER, PRESIDENT, CHIEF COMPLIANCE OFFICER | 4533534 |
Red Flags
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