Charles Anthony Truhlar
AIF®, CFP®, ChFC®Professional Summary
Charles Anthony Truhlar, AIF®, CFP®, ChFC® is a registered financial advisor currently at ACRYLIC FINANCIAL, INC. located in Fountain Hills, Arizona and BROOKLIGHT PLACE SECURITIES, INC. located in Fountain Hills, Arizona. Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Charles has worked at 7 firms and has passed the Series 63, Series 52TO, Series 7TO, Series 7, Series 6, Series 28, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
RBC CAPITAL MARKETS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
VANGUARD MARKETING CORPORATION
AMERIPRISE FINANCIAL SERVICES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
RBC CAPITAL MARKETS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
VANGUARD MARKETING CORPORATION
AMERIPRISE FINANCIAL SERVICES, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
RBC CAPITAL MARKETS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
VANGUARD MARKETING CORPORATION
AMERIPRISE FINANCIAL SERVICES, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
RBC CAPITAL MARKETS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
VANGUARD MARKETING CORPORATION
AMERIPRISE FINANCIAL SERVICES, LLC
Credentials
Years of Experience
24 years in the financial services industry
Current & Past Employments
Similar Advisors
RBC CAPITAL MARKETS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
VANGUARD MARKETING CORPORATION
AMERIPRISE FINANCIAL SERVICES, LLC
Current Firm
ACRYLIC FINANCIAL, INC. | CORNERSTONE FINANCIAL GROUP | BROKERS ALLIANCE INVESTMENTS, INC.
Contact Information
Main Address
16930 East Palisades Blvd. Suite 125, Fountain Hills, AZ 85268Phone Number
(833) 422-7954# of Employees
21SEC notice filing (18 States and Territories)
Registered to provide investment advisory services in 18 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
482AUM (Assets Under Management)
$73,548,448Similar Advisors
RBC CAPITAL MARKETS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
VANGUARD MARKETING CORPORATION
AMERIPRISE FINANCIAL SERVICES, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
RBC CAPITAL MARKETS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
VANGUARD MARKETING CORPORATION
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
ACRYLIC FINANCIAL, INC. | CORNERSTONE FINANCIAL GROUP | BROKERS ALLIANCE INVESTMENTS, INC.
State Registrations and Notice Filings
(1/22/2019)
(1/22/2019)
(5/12/2017)
(1/24/2019)
(1/22/2019)
(1/22/2019)
(4/25/2019)
(1/22/2019)
(1/22/2019)
(1/22/2019)
(1/22/2019)
(1/22/2019)
(3/18/2020)
(1/22/2019)
(1/22/2019)
(1/22/2019)
(2/8/2019)
(3/13/2019)
(1/22/2019)
(1/22/2019)
(1/22/2019)
(1/22/2019)
(1/22/2019)
(1/22/2019)
(1/22/2019)
(12/17/2020)
(1/22/2019)
(1/22/2019)
(1/22/2019)
(1/22/2019)
(1/22/2019)
(1/22/2019)
(1/22/2019)
(6/11/2020)
(1/22/2019)
(1/22/2019)
(1/22/2019)
(1/22/2019)
(1/22/2019)
(1/22/2019)
(1/22/2019)
(1/22/2019)
(1/22/2019)
(1/22/2019)
(1/22/2019)
(1/22/2019)
(1/22/2019)
(1/22/2019)
(1/22/2019)
(1/22/2019)
(5/13/2019)
(1/22/2019)
(1/22/2019)
(1/22/2019)
(1/22/2019)
(1/22/2019)
(1/22/2019)
(1/22/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Feb 2021About the Series 52TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 2002About the Series 6 examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Dec 2024About the Series 28 examSRO Registrations
Similar Advisors
RBC CAPITAL MARKETS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
VANGUARD MARKETING CORPORATION
AMERIPRISE FINANCIAL SERVICES, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Charles Anthony Truhlar's CRS (Customer Relationship Summary).
Similar Advisors
RBC CAPITAL MARKETS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
VANGUARD MARKETING CORPORATION
AMERIPRISE FINANCIAL SERVICES, LLC
