Jacob L. Hartke

LAKE STREET

Fairmont, MN 56031

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CRD#: 6488711

Professional summary

Jacob Lee Hartke is a registered financial advisor currently at LAKE STREET located in Fairmont, Minnesota and PURSHE KAPLAN STERLING INVESTMENTS located in Fairmont, Minnesota.

Jacob is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Jacob has worked at 7 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Lake Street Private Wealth, LLC dba Triple H Financial Services. Investment Related. At Registered Location. RIA. Wealth Advisor. Start date: 07/31/24. 35 hrs/ month; 32.5 during trading hours. Advise clients on fee based investment accounts 2. Fixed Insurance. Investment-related. At registered location. Insurance. Agent. 3/2025. 4 hrs/month. 4 hrs during securities hrs. Provide insurance advice based on the needs of clients. 3. IFC National Marketing. Investment-related. 3495 Northdale Blvd. NW, Coon Rapids, MN 55448. Insurance. Agent. 8/2025. 5 hrs/month. 5 hrs during securities hrs. Use them to facilitate, quote, and write insurance products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Lee Hartke's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 2, 2025 - Present

LAKE STREET

Office #1: 717 S State Street, Fairmont, MN 56031

RIA

CRD#: 296761

Fairmont, MN

Current

March 24, 2025 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 717 S State St Suite 100, Fairmont, MN 56031

CRD#: 35747

Fairmont, MN

Past

October 16, 2024 - March 24, 2025

ARETE WEALTH MANAGEMENT, LLC

CRD#: 44856

CHICAGO, IL

Past

August 26, 2024 - July 21, 2025

ELEVATION POINT WEALTH PARTNERS, LLC

RIA

CRD#: 137068

Fairmount, MN

Past

November 1, 2021 - July 31, 2024

SWEET FINANCIAL PARTNERS, LLC

RIA

CRD#: 316739

FAIRMONT, MN

Past

July 11, 2016 - November 9, 2021

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

FAIRMONT, MN

Past

March 16, 2016 - November 9, 2021

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

FAIRMONT, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LAKE STREET

CLARITY FINANCIAL GROUP | LAKE STREET PRIVATE WEALTH, LLC | LAKE STREET FINANCIAL, LLC | LAKE STREET | ELARIN WEALTH ADVISORS

CRD#: 296761 / SEC#: 801-113228

RIA

Registered Investment Advisory firm - (5/16/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Minnesota
(3/24/2025)

IAR

Minnesota
(6/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/28/2016

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/14/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/16/2016

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

LAKE STREET

CLARITY FINANCIAL GROUP | LAKE STREET PRIVATE WEALTH, LLC | LAKE STREET FINANCIAL, LLC | LAKE STREET | ELARIN WEALTH ADVISORS

CRD#: 296761 / SEC#: 801-113228

RIA

Registered Investment Advisory firm - (5/16/2018 Approved)

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Contact information

Main Address

128 N. May Street Floor 2, Chicago, IL 60607

Mailing Address

Phone number

(312) 766-7040

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LAKE STREET FINANCIAL (2/20/2025)

Regulatory assets under management

Total Number of Accounts	1,595
AUM (Assets Under Management)	$ 961,797,021

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/14/2025	Cover Page	Report
09/18/2024	Cover Page	Report
10/18/2023	Cover Page	Report
11/23/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jacob L. Hartke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Lee Hartke's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

ARETE WEALTH MANAGEMENT, LLC

ELEVATION POINT WEALTH PARTNERS, LLC

SWEET FINANCIAL PARTNERS, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

LAKE STREET

State Registrations and Notice Filings

Exams

Series 66

Date: 6/28/2016

Series 7TO

Date: 2/14/2024

SIE

Date: 10/1/2018

Series 7

Date: 3/16/2016

FINRA

Current Firm

LAKE STREET

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

LAKE STREET

TRUST BUT VERIFY

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