Jovi D. Rodriguez

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CRD#: 6488060

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jovi Diamond Rodriguez was a registered financial professional .

Jovi is a previously registered financial professional and started their career in finance in 2015. Jovi had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 2, 2021 - August 22, 2022

SUMMIT HILL WEALTH MANAGEMENT, LLC

RIA

CRD#: 296740

GREENWOOD VILLAGE, CO

Past

April 22, 2019 - December 18, 2019

CENTRIC INVESTMENT GROUP INC

RIA

CRD#: 114066

LITTLETON, CO

Past

August 31, 2018 - July 27, 2020

WAMBOLT & ASSOCIATES, LLC

RIA

CRD#: 153454

LITTLETON, CO

Past

April 13, 2016 - September 6, 2018

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

BOULDER, CO

Past

February 12, 2016 - September 6, 2018

J.P. MORGAN SECURITIES LLC

CRD#: 79

BOULDER, CO

Past

September 4, 2015 - January 15, 2016

SCOTTRADE, INC.

CRD#: 8206

WESTMINSTER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUMMIT HILL WEALTH MANAGEMENT, LLC

SILVERCREST WEALTH PLANNING | SUMMIT HILL WEALTH MANAGEMENT, LLC | SILVERCREST WEALTH PLANNING, LLC

CRD#: 296740 / SEC#: 801-132346

RIA

Registered Investment Advisory firm - (4/7/2025 Approved)

Colorado

Registered Investment Advisory firm - (4/14/2025 Terminated)

Texas

Registered Investment Advisory firm - (4/9/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/7/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/23/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/6/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/4/2015

General Securities Representative Examination

Current Firm

SUMMIT HILL WEALTH MANAGEMENT, LLC

SILVERCREST WEALTH PLANNING | SUMMIT HILL WEALTH MANAGEMENT, LLC | SILVERCREST WEALTH PLANNING, LLC

CRD#: 296740 / SEC#: 801-132346

RIA

Registered Investment Advisory firm - (4/7/2025 Approved)

Colorado

Registered Investment Advisory firm - (4/14/2025 Terminated)

Texas

Registered Investment Advisory firm - (4/9/2025 Terminated)

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Contact information

Main Address

5619 Dtc Parkway Suite 550, Greenwood Village, CO 80111

Mailing Address

Phone number

(720) 773-9297

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV2A&2B SEC (3/6/2025)

Regulatory assets under management

Total Number of Accounts	199
AUM (Assets Under Management)	$ 118,071,244

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jovi D. Rodriguez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CENTRIC INVESTMENT GROUP INC

WAMBOLT & ASSOCIATES, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

SCOTTRADE, INC.

Primary Firm SEC Registration

SUMMIT HILL WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/7/2016

Series 63

Date: 9/23/2015

SIE

Date: 9/6/2018

Series 7

Date: 9/4/2015

Current Firm

SUMMIT HILL WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUMMIT HILL WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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