Joshua Jon Kelley
Professional Summary
Joshua Jon Kelley, who also goes by Josh Jon Kelley, is a registered financial advisor currently at INTERACTIVE BROKERS CORP. located in Greenwich, Connecticut. Joshua is registered as a RR (Registered Representative) and started their career in finance in 2015. Joshua has worked at 2 firms and has passed the Series 63, Series 65, SIE, Series 3 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Josh Jon Kelley
Similar Advisors
UBS FINANCIAL SERVICES INC.
RGA INVESTMENT ADVISORS, LLC
LPL ENTERPRISE, LLC
AE WEALTH MANAGEMENT, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
UBS FINANCIAL SERVICES INC.
RGA INVESTMENT ADVISORS, LLC
LPL ENTERPRISE, LLC
AE WEALTH MANAGEMENT, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
UBS FINANCIAL SERVICES INC.
RGA INVESTMENT ADVISORS, LLC
LPL ENTERPRISE, LLC
AE WEALTH MANAGEMENT, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
UBS FINANCIAL SERVICES INC.
RGA INVESTMENT ADVISORS, LLC
LPL ENTERPRISE, LLC
AE WEALTH MANAGEMENT, LLC
Years of Experience
11 years in the financial services industry
Current & Past Employments
Similar Advisors
UBS FINANCIAL SERVICES INC.
RGA INVESTMENT ADVISORS, LLC
LPL ENTERPRISE, LLC
AE WEALTH MANAGEMENT, LLC
Current Firm
CONIFER FUTURE TRADE, LLC | INTERACTIVE BROKERS CORP. | FUTURETRADE SECURITIES, LLC | FUTURETRADE SECURITIES CORP.
Contact Information
Main Address
Pickwick Plaza, Greenwich, CT 06830Mailing Address
Two Pickwick Plaza, Greenwich, CT 06830Phone Number
(203) 618-5700Established
Delaware since 01/16/2009Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
3Similar Advisors
UBS FINANCIAL SERVICES INC.
RGA INVESTMENT ADVISORS, LLC
LPL ENTERPRISE, LLC
AE WEALTH MANAGEMENT, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
UBS FINANCIAL SERVICES INC.
RGA INVESTMENT ADVISORS, LLC
LPL ENTERPRISE, LLC
AE WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(8/31/2016)
(8/31/2016)
(8/31/2016)
(8/31/2016)
(8/31/2016)
(8/31/2016)
(8/31/2016)
(8/31/2016)
(8/31/2016)
(8/31/2016)
(8/31/2016)
(8/31/2016)
(8/31/2016)
(8/31/2016)
(8/31/2016)
(8/31/2016)
(8/31/2016)
(8/31/2016)
(8/31/2016)
(8/31/2016)
(8/31/2016)
(8/31/2016)
(8/31/2016)
(8/31/2016)
(8/31/2016)
(8/31/2016)
(8/31/2016)
(8/31/2016)
(8/31/2016)
(8/31/2016)
(8/31/2016)
(8/31/2016)
(8/31/2016)
(9/2/2016)
(8/31/2016)
(8/31/2016)
(8/31/2016)
(8/31/2016)
(8/31/2016)
(8/31/2016)
(8/31/2016)
(8/31/2016)
(8/31/2016)
(8/31/2016)
(8/31/2016)
(8/31/2016)
(8/31/2016)
(6/10/2019)
(8/31/2016)
(8/31/2016)
(8/31/2016)
(8/31/2016)
(8/31/2016)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
SRO Registrations
Similar Advisors
UBS FINANCIAL SERVICES INC.
RGA INVESTMENT ADVISORS, LLC
LPL ENTERPRISE, LLC
AE WEALTH MANAGEMENT, LLC
CRS (Client Relationship Summary) - BD
Click below to view Joshua Jon Kelley's CRS (Customer Relationship Summary).
Similar Advisors
UBS FINANCIAL SERVICES INC.
RGA INVESTMENT ADVISORS, LLC
LPL ENTERPRISE, LLC
AE WEALTH MANAGEMENT, LLC
