Luis D. Barrera
Professional summary
Luis David Barrera, who also goes by David Barrera, Luis Barrera, Luis David Barrera, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Bal Harbour, Florida and TRUIST INVESTMENT SERVICES, INC. located in Bal Harbour, Florida.
Luis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Luis has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Luis David Barrera's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2023 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 9600 Collins Ave Fl 2, Bal Harbour, FL 33154May 31, 2023 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 9600 Collins Ave, Bal Harbour, FL 33154Office #2: 19235 Biscayne Blvd, Aventura, FL 33180Office #3: 18256 Collins Ave, Sunny Isles Beach, FL 33160November 9, 2021 - May 19, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
October 25, 2021 - May 18, 2023
FIDELITY BROKERAGE SERVICES LLC
October 23, 2020 - August 11, 2021
WELLS FARGO CLEARING SERVICES, LLC
February 8, 2017 - August 11, 2021
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/31/2023)
(6/5/2023)
Exams
Series 7TO
Date: 9/15/2020
General Securities Representative ExaminationFINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Bal Harbour, FL 33154TRUST BUT VERIFY
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